Robert G. Nathan

ANCHOR BAY CAPITAL

Tustin, CA 92780

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CRD#: 7746245

Professional summary

Robert George Nathan is a registered financial advisor currently at ANCHOR BAY CAPITAL, INC. located in Tustin, California and ANCHOR BAY PRIVATE WEALTH LLC located in Tustin, California.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Robert has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

printOne, Tustin, CA, Owner, printing broker, started 01/1997

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert George Nathan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 6, 2023 - Present

ANCHOR BAY CAPITAL, INC.

Office #1: 17332 Irvine Blvd, Suite 285, Tustin, CA 92780

RIA

CRD#: 116913

Tustin, CA

Current

August 10, 2023 - Present

ANCHOR BAY PRIVATE WEALTH LLC

Office #1: 17332 Irvine Blvd., Suite 285, Tustin, CA 92780

RIA

CRD#: 327418

Tustin, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ANCHOR BAY CAPITAL, INC.

ANCHOR BAY CAPITAL MANAGEMENT, LLC | ANCHOR BAY CAPITAL, INC.

CRD#: 116913 / SEC#: 801-107983

RIA

Registered Investment Advisory firm - (6/13/2016 Approved)

California

Registered Investment Advisory firm - (7/15/2016 Terminated)

Utah

Registered Investment Advisory firm - (6/15/2016 Terminated)

Washington

Registered Investment Advisory firm - (7/15/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/31/2022

Uniform Investment Adviser Law Examination

Current Firm

ANCHOR BAY CAPITAL, INC.

ANCHOR BAY CAPITAL MANAGEMENT, LLC | ANCHOR BAY CAPITAL, INC.

CRD#: 116913 / SEC#: 801-107983

RIA

Registered Investment Advisory firm - (6/13/2016 Approved)

California

Registered Investment Advisory firm - (7/15/2016 Terminated)

Utah

Registered Investment Advisory firm - (6/15/2016 Terminated)

Washington

Registered Investment Advisory firm - (7/15/2016 Terminated)

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Contact information

Main Address

5780 Fleet St. Suite 308, Carlsbad, CA 92008

Mailing Address

Phone number

(760) 602-3470

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ANCHOR BAY CAPITAL PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	191
AUM (Assets Under Management)	$ 219,444,071

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert G. Nathan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert George Nathan's CRS (Customer Relationship Summary).

Certified licenses

Experience

ANCHOR BAY CAPITAL, INC.

ANCHOR BAY PRIVATE WEALTH LLC

Primary Firm SEC Registration

ANCHOR BAY CAPITAL, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/31/2022

Current Firm

ANCHOR BAY CAPITAL, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ANCHOR BAY CAPITAL, INC.

TRUST BUT VERIFY

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