Ryan J Bromberg

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Contact Information

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Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

2 years registered in the securities industry

Current & Past Employments

Current

ROBERT W. BAIRD & CO. INCORPORATEDCurrent·CRD# 8158

RIA

BD

777 E. Wisconsin Avenue, Milwaukee, WI 53202

November 21, 2025 - Present

ROBERT W. BAIRD & CO. INCORPORATEDCurrent·CRD# 8158

RIA

BD

777 E. Wisconsin Avenue, Milwaukee, WI 53202

July 2, 2025 - Present

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Current Firm

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158 / SEC#: 801-7571, 8-497

RIA

Registered Investment Advisory firm - SEC (7/14/1971 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391

Mailing Address

P.o. Box 672, Milwaukee, WI 53201

Phone Number

(414) 765-3500

Established

Wisconsin since 12/29/1919

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

# of Employees

4,322

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

BAIRD PRIVATE ASSET MANAGEMENT - WRAP (3/27/2026)

BAIRD GENERATIONAL WEALTH GROUP - WRAP (3/27/2026)

BAIRD ADVISORS (3/27/2026)

BAIRD PRIVATE ASSET MANAGEMENT (3/27/2026)

BAIRD GENERATIONAL WEALTH GROUP (3/27/2026)

BAIRD INSTITUTIONAL EQUITY RESEARCH SERVICES (3/27/2026)

BAIRD EQUITY ASSET MANAGEMENT - CHAUTAUQUA CAPITAL MANAGEMENT (3/27/2026)

BAIRD FINANCIAL PLANNING SERVICES (3/27/2026)

BAIRD PRIVATE WEALTH MANAGEMENT (3/27/2026)

THE DDK GROUP - WRAP (3/27/2026)

THE DDK GROUP (3/27/2026)

BAIRD INSTITUTIONAL CONSULTING SERVICES (3/27/2026)

Direct owners and executive officers

Name	Position	CRD#
BAIRD FINANCIAL CORPORATION	SHAREHOLDER	—
BOOTH, STEVEN GREGORY	CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER	2147388
DAHLBERG, ERIK CHARLES	DIRECTOR	1650544
GRAVERSON, CHRISTA LYNN	CHIEF COMPLIANCE OFFICER	4912961
LANGENFELD, JON A	CHIEF FINANCIAL OFFICER	4322120
LAWTON, PATRICK STEVEN	DIRECTOR	1007318
PALMER, ANGELA MARIE	REGISTERED INVESTMENT ADVISOR CCO	4915568
SCHROEDER, MICHAEL JOHN	DIRECTOR	1483012
SCHULTZ, PAUL LEE	GENERAL COUNSEL, SECRETARY	1965163
STANEK, MARY ELLEN	DIRECTOR	2006493
THUROW, LAURA K	CHIEF OPERATIONS OFFICER	3193702

Regulatory Assets Under Management

Total Number of Accounts

367,123

AUM (Assets Under Management)

$394,068,801,480

Disclosures

Regulatory Event

44

Arbitration

31

Accountant Surprise Examination Report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2025	Cover Page	Report
10/24/2024	Cover Page	Report
11/15/2023	Cover Page	Report

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158 / SEC#: 801-7571, 8-497

RIA

Registered Investment Advisory firm - SEC (7/14/1971 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(12/23/2025)

RR

Alaska
(12/23/2025)

RR

Arizona
(12/23/2025)

RR

Arkansas
(12/23/2025)

RR

California
(12/23/2025)

RR

Colorado
(12/23/2025)

RR

Connecticut
(12/23/2025)

RR

Delaware
(12/23/2025)

RR

District of Columbia
(12/23/2025)

RR

Florida
(12/23/2025)

RR

Georgia
(12/23/2025)

RR

Hawaii
(12/23/2025)

RR

Idaho
(12/23/2025)

RR

Illinois
(12/23/2025)

RR

Indiana
(12/23/2025)

RR

Iowa
(12/23/2025)

RR

Kansas
(12/23/2025)

RR

Kentucky
(12/23/2025)

RR

Louisiana
(12/23/2025)

RR

Maine
(12/23/2025)

RR

Maryland
(12/23/2025)

RR

Massachusetts
(12/23/2025)

RR

Michigan
(12/23/2025)

RR

Minnesota
(12/23/2025)

RR

Mississippi
(12/23/2025)

RR

Missouri
(12/23/2025)

RR

Montana
(12/23/2025)

RR

Nebraska
(12/23/2025)

RR

Nevada
(12/23/2025)

RR

New Hampshire
(12/23/2025)

RR

New Jersey
(12/23/2025)

RR

New Mexico
(12/23/2025)

RR

New York
(12/23/2025)

RR

North Carolina
(12/23/2025)

RR

North Dakota
(12/23/2025)

RR

Ohio
(12/26/2025)

RR

Oregon
(12/23/2025)

RR

Pennsylvania
(12/23/2025)

RR

South Carolina
(12/23/2025)

RR

South Dakota
(12/23/2025)

RR

Tennessee
(12/23/2025)

RR

Texas
(12/23/2025)

RR

Utah
(12/23/2025)

RR

Vermont
(12/23/2025)

RR

Virginia
(12/23/2025)

RR

Washington
(12/23/2025)

RR

Wisconsin
(11/21/2025)

IAR

Wisconsin
(11/21/2025)

RR

Wyoming
(12/23/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.