Garrett D. Randall
Professional summary
Garrett Daniel Randall, who also goes by Garrett Randall, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in Newport Beach, California.
Garrett is registered as a RR (Registered Representative) and started their career in finance in 2023. Garrett has worked at 2 firms and has passed the Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Garrett Daniel Randall's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 23, 2024 - Present
FORESIDE FINANCIAL SERVICES, LLC
Office #1: 840 Newport Center Drive Suite 700, Newport Beach, CA 92660July 21, 2023 - June 7, 2024
PACIFIC SELECT DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/9/2024)
(9/23/2024)
(10/9/2024)
(10/9/2024)
(10/9/2024)
Exams
Series 7TO
Date: 4/20/2024
General Securities Representative ExaminationSeries 6TO
Date: 7/21/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
FORESIDE FINANCIAL SERVICES, LLC
CRD#: 148477 / SEC#: , 8-68027
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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