AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
CK

Chanbum Kim

SHINHAN SECURITIES AMERICA
New York, NY 10019
Some features on this profile are disabled
CRD#: 7743171
CK

Professional summary

Chanbum Kim, who also goes by Albert Chanbum Kim, is a registered financial professional currently at SHINHAN SECURITIES AMERICA, INC. located in New York, New York.

Chanbum is registered as a RR (Registered Representative) and started their career in finance in 2023. Chanbum has worked at 1 firm and has passed the Series 63, Series 79TO, Series 7TO, SIE and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Albert Chanbum Kim

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Chanbum Kim's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 29, 2023 - Present

SHINHAN SECURITIES AMERICA, INC.

Office #1: 750 7th Avenue Suite 2602, New York, NY 10019Office #2: 750 7th Avenue Suite 2602, New York, NY 10019
BD
CRD#: 31977
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(2/15/2024)
RR
Connecticut
(2/15/2024)
RR
New Jersey
(2/15/2024)
RR
New York
(9/13/2023)
RR
Texas
(2/15/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 9/13/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 12/9/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/27/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/31/2022
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/7/2023
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SS
SHINHAN SECURITIES AMERICA, INC.
GOOD MORNING SECURITIES USA INC. | SSANGYONG SECURITIES AMERICA INC. | SHINHAN SECURITIES AMERICA, INC. | SHINHAN INVESTMENT AMERICA INC. | GOOD MORNING SHINHAN SECURITIES USA INC.

CRD#: 31977 / SEC#: , 8-45648

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
750 7th Avenue Suite 2602, New York, NY 10019
Mailing Address
750 7th Avenue Suite 2602, New York, NY 10019
Phone number
(212) 397-4000
Established
New York since 02/01/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SHINHAN SECURITIES CO., LTD.SHAREHOLDER
BARENBOIM, LEONARDCCO1523181
GEORGE, KENNETH RONALDFINOP2643369
KIM, CHANBUMINTERIM PRESIDENT, DIRECTOR7743171
LEE, JAE SANGDIRECTOR8131978

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SHINHAN SECURITIES AMERICA, INC.

CRD#: 31977New York, NY 10019

TRUST BUT VERIFY

Monitor Chanbum Kim

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brooklyn, NY
Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Diane E Finnerty
Diane FinnertyAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
New York, NY
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.