Chanbum Kim
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chanbum Kim, who also goes by Albert Chanbum Kim, was a registered financial professional .
Chanbum is a previously registered financial professional and started their career in finance in 2023. Chanbum had worked at 1 firm and has passed the Series 63, Series 79TO, Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 29, 2023 - June 3, 2026
SHINHAN SECURITIES AMERICA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 12/9/2023
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 5/27/2023
General Securities Representative ExaminationCurrent Firm
SHINHAN SECURITIES AMERICA, INC.
CRD#: 31977 / SEC#: , 8-45648
Contact information
FINRA licenses (5 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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