Maximilian J. Kendall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maximilian James Kendall, who also goes by Maximilian Kendall, was a registered financial professional .
Maximilian is a previously registered financial professional and started their career in finance in 2024. Maximilian had worked at 3 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2025 - February 27, 2026
ENSIGN ADVISORY PARTNERS LLC
June 13, 2024 - October 9, 2024
CETERA WEALTH SERVICES, LLC
February 28, 2024 - May 14, 2024
THRIVENT INVESTMENT MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Series 7TO
Date: 2/28/2024
General Securities Representative ExaminationCurrent Firm
ENSIGN ADVISORY PARTNERS LLC
CRD#: 325650 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 686 |
| AUM (Assets Under Management) | $ 91,857,443 |
Red Flags
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