AC
Andrea R. Carr
AE WEALTH MANAGEMENT
Sebring, FL 33870
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CRD#: 7742507
AC
Professional summary
Andrea Rose Carr, who also goes by Andrea R Carr, Annie Carr, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Sebring, Florida.
Andrea is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Andrea has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrea R Carr | Annie Carr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) J Biance Financial; Yes Investment Related; 545 S Pine Street Sebring, FL 33870; Annuity & Life Insurance; Wealth Management Advisor; 06/2014; Approx. 160hrs/Mo; Approx. 130hrs/Mo during Security Trading Hours. 2) Sebring Elks Lodge 1529; Not Investment Related; 2618 Kenilworth Blvd, Sebring FL 33870; Elks invest in their communities through programs that help children grow up healthy and drug-free, meet the needs of today's veteran's, and improve quality of life; Dinging room Manager, Volunteer, Bar Tender; 2/9/2022; 48hrs/Mo; 0hrs/Mo during Securities Trading Hours. Volunteer when needed, bar tend Friday nights and any other big parties that may be scheduled. Ongoing management of dining room (upgrades, cleaning, stocking, scheduling other volunteers to work).
CRS (Client Relationship Summary) - RIA
Click below to view Andrea Rose Carr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 26, 2024 - Present
AE WEALTH MANAGEMENT, LLC
Office #1: 545 S Pine St, Sebring, FL 33870RIA
CRD#: 282580
Sebring, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(8/26/2024)
IAR
Texas(10/14/2024)
Current Firm
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2950 Sw Mcclure Road Suite B, Topeka, KS 66614
Mailing Address
Phone number
(866) 363-9595
Established
Firm type
Fiscal year end
# of Employees
602
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,059 |
| AUM (Assets Under Management) | $ 37,525,706,084 |
Red Flags
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Company Information
AE WEALTH MANAGEMENT, LLC
CRD#: 282580Sebring, FL 33870TRUST BUT VERIFY
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