Andrew T. Van Alstyne

WAXHAW, NC

CRD#: 7739686

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Professional summary

Andrew Thomas Van Alstyne Sr., who also goes by Andrew Thomas Van Alstyne, Andrew Van Alstyne, Andrew Thomas Vanalstyne, was a registered financial advisor .

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Andrew had worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew Thomas Van Alstyne | Andrew Van Alstyne | Andrew Thomas Vanalstyne

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 11, 2026 - Present

WAXHAW, NC

Past

November 30, 2023 - June 10, 2026

FIDUCIARY FINANCIAL ADVISORS

RIA

CRD#: 172103

Waxhaw, NC

Past

June 20, 2023 - November 30, 2023

PARK AVENUE INVESTMENT ADVISORY, LLC

RIA

CRD#: 310203

Charlotte, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(6/11/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/23/2023

Uniform Investment Adviser Law Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.