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Austin L. Mitchell

MAVERICK THOMAS CAPITAL
Bolingbrook, IL
Some features on this profile are disabled
CRD#: 7739150
AM
Austin L MitchellMAVERICK THOMAS CAPITAL

Professional summary

Austin L Mitchell, who also goes by Austin Mitchell, is a registered financial advisor currently at MAVERICK THOMAS CAPITAL located in Bolingbrook, Illinois.

Austin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Austin has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

Austin Mitchell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Non-variable insurance sales (fixed life, fixed annuities)

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Austin L Mitchell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 7, 2026 - Present

MAVERICK THOMAS CAPITAL

RIA
CRD#: 342921
Bolingbrook, IL
Past

October 1, 2024 - August 21, 2026

ONEAMERICA SECURITIES, INC.

RIA
CRD#: 4173
Lisle, IL
Past

April 18, 2024 - August 21, 2026

ONEAMERICA SECURITIES, INC.

BD
CRD#: 4173
Lisle, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(8/17/2026)
IAR
Illinois
(8/7/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/27/2024
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/18/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/3/2023
Securities Industry Essentials Examination

Current Firm

MT
MAVERICK THOMAS CAPITAL
MAVERICK THOMAS CAPITAL | MAVERICK THOMAS CAPITAL LLC

CRD#: 342921 / SEC#:

Florida
Registered Investment Advisory firm - (7/27/2026 Approved)
Illinois
Registered Investment Advisory firm - (7/27/2026 Approved)
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Contact information

Main Address
Parkland, FL
Mailing Address
Phone number
(312) 545-1388
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MAVERICK THOMAS CAPITAL

CRD#: 342921Bolingbrook, IL

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