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SR

Spencer T. Rajewski

B. RILEY SECURITIES
Greenbrae, CA 94904
Some features on this profile are disabled
CRD#: 7739062
SR
Spencer Thomas RajewskiB. RILEY SECURITIES

Professional summary

Spencer Thomas Rajewski is a registered financial professional currently at B. RILEY SECURITIES, INC. located in Greenbrae, California.

Spencer is registered as a RR (Registered Representative) and started their career in finance in 2025. Spencer has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Spencer Thomas Rajewski's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 2, 2025 - Present

B. RILEY SECURITIES, INC.

Office #1: 100 Drakes Landing Suite 1-305, Greenbrae, CA 94904
BD
CRD#: 25027
Greenbrae, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/21/2025)
RR
Connecticut
(7/24/2025)
RR
Florida
(7/24/2025)
RR
Illinois
(7/24/2025)
RR
Massachusetts
(7/24/2025)
RR
Minnesota
(7/24/2025)
RR
New Jersey
(7/24/2025)
RR
New York
(7/24/2025)
RR
North Carolina
(7/24/2025)
RR
Ohio
(7/24/2025)
RR
Oregon
(7/24/2025)
RR
Pennsylvania
(7/24/2025)
RR
South Dakota
(7/24/2025)
RR
Texas
(7/24/2025)
RR
Utah
(7/24/2025)

Exams

What does exam status mean?
State Security Law Exam
RR
Series 63
Status Unavailable
Passed: 7/21/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Status Unavailable
Passed: 7/2/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 4/12/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

BR
B. RILEY SECURITIES, INC.
B. RILEY FBR, INC. | FRIEDMAN, BILLINGS, RAMSEY & CO., INC. | FBR CAPITAL MARKETS & CO. | B. RILEY SECURITIES, INC.

CRD#: 25027 / SEC#: , 8-41426

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
1655 Fort Myer Drive Suite 1200, Arlington, VA 22209
Mailing Address
1655 Fort Myer Drive Suite 1200, Arlington, VA 22209
Phone number
(310) 966-1444
Established
Delaware since 06/16/1989
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
B. RILEY SECURITIES HOLDINGS, INC.DIRECT PARENT
MCNICOLL, PATRICECO-PRESIDENT3199758
MOORE, ANDREW THOMASCHIEF EXECUTIVE OFFICER4574997
NARDINI, JOSEPH ROBERTCO-PRESIDENT2387386
PIGOTT, FRANKGENERAL COUNSEL, CHIEF COMPLIANCE OFFICER8052475
RILEY, BRYANT RICHARDEXECUTIVE CHAIRMAN1702453
SCHUTT, JANELLE REGINACONTROLLER2853858
SWAIN, MARY ANN NELLCHIEF FINANCIAL OFFICER6484916

Disclosures

Regulatory Event12
Civil Event1
Arbitration1

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

B. RILEY SECURITIES, INC.

CRD#: 25027Greenbrae, CA 94904

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