Braden Seymour

KLEINFELDER CAPITAL

Cincinnati, OH 45236

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CRD#: 7738832

Professional summary

Braden Seymour is a registered financial advisor currently at KLEINFELDER CAPITAL, INC. located in Cincinnati, Ohio.

Braden is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Braden has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Independent Insurance Agent; Same Business Address; Less than 10% of Time

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Braden Seymour's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 4, 2025 - Present

KLEINFELDER CAPITAL, INC.

Office #1: 8050 Hosbrook Road Suite 200, Cincinnati, OH 45236

RIA

CRD#: 289345

Cincinnati, OH

Past

February 6, 2024 - September 19, 2024

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

Dayton, OH

Past

January 16, 2024 - March 29, 2024

ARKADIOS WEALTH ADVISORS

RIA

CRD#: 288863

Dayton, OH

Past

August 28, 2023 - March 29, 2024

ARKADIOS CAPITAL

CRD#: 282710

Dayton, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KLEINFELDER CAPITAL, INC.

CHARLESTON CAPITAL, INC. | KLEINFELDER CAPITAL, INC.

CRD#: 289345 / SEC#: 801-111047

RIA

Registered Investment Advisory firm - (8/24/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(2/4/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/13/2024

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/28/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/30/2023

Securities Industry Essentials Examination

Current Firm

KLEINFELDER CAPITAL, INC.

CHARLESTON CAPITAL, INC. | KLEINFELDER CAPITAL, INC.

CRD#: 289345 / SEC#: 801-111047

RIA

Registered Investment Advisory firm - (8/24/2017 Approved)

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Contact information

Main Address

8050 Hosbrook Road Suite 200, Cincinnati, OH 45236

Mailing Address

Phone number

(513) 808-9700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KLEINFELDER DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT (2/24/2025)

Regulatory assets under management

Total Number of Accounts	1,037
AUM (Assets Under Management)	$ 306,833,604

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Braden Seymour

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Braden Seymour's CRS (Customer Relationship Summary).

Certified licenses

Experience

KLEINFELDER CAPITAL, INC.

AE WEALTH MANAGEMENT, LLC

ARKADIOS WEALTH ADVISORS

ARKADIOS CAPITAL

Primary Firm SEC Registration

KLEINFELDER CAPITAL, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/13/2024

Series 7TO

Date: 8/28/2023

SIE

Date: 6/30/2023

Current Firm

KLEINFELDER CAPITAL, INC.

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KLEINFELDER CAPITAL, INC.

TRUST BUT VERIFY

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