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Ethan Thomas Favre

SIMPLYRIA ADVISOR NETWORK
Blaine, MN
·CRD# 7738350·2 years experience

Professional Summary

Ethan Thomas Favre is a registered financial advisor currently at SIMPLYRIA ADVISOR NETWORK located in Blaine, Minnesota. Ethan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Ethan has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

2 years in the financial services industry

Current & Past Employments

SIMPLYRIA ADVISOR NETWORK·CRD# 154494
RIA
12760 Aberdeen St Ne, Blaine, MN 55449
June 11, 2026 - Present
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
RIA
Edina, MN
January 3, 2025 - March 27, 2026
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
BD
Edina, MN
November 28, 2024 - March 27, 2026

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Current Firm

SA
SIMPLYRIA ADVISOR NETWORK

A SMARTER WAY TO INVEST, INC | STOCK SENIOR SERVICES | SIMPLYRIA ADVISOR NETWORK | SIMPLY RIA, INC | SCOTT KARL ECONOMIC AND INSURANCE SERVICES | ROYAL PALM PRIVATE WEALTH MANAGEMENT | PRIVATE FINANCIAL COUNSEL, LLC. | PRIVATE FINANCIAL COUNSEL | PFC | PALADIN FINANCIAL SERVICES, LLC | OUTRIDER WEALTH AND FINANCIAL PLANNING | OLIVIA WEALTH MANAGEMENT LLC | MSM ELITE MARKETING, INC | MONEY STRATEGIES OF MICHIGAN, INC | MONEY STRATEGIES OF MICHIGAN | MENACH CAPITAL, LLC | KIS FINANCIAL, LLC | KIS FINANCIAL | KINGSBURY FINANCIAL ADVISORS | INVESTWISE WEALTH MANAGEMENT INC. | IMAGINE ADVISORS, LLC | FRANK THE FINANCIAL COACH LLC | FORMULA FOLIOS PRESTIGE, LLC | FAVRE WEALTH MANAGEMENT LLC | DAVY WEALTH MANAGEMENT | COLLEGE PLANNING FRESNO | CJ INSTITUTIONAL | CJ | CAITLIN JOHN, LLC | CAITLIN JOHN PRIVATE WEALTH MANAGEMENT | CAITLIN JOHN | BRIGGS FINANCIAL GROUP, LLC | BRIGGS FINANCIAL GROUP WEALTH ADVISORS | BRIDGEWISE FINANCIAL PARTNERS LLC | BRIDGEWISE FINANCIAL PARTNERS | BFG WEALTH ADVISORS | BFG | BASTION WEALTH MANAGEMENT LLC | ASPEN PRIVATE WEALTH MANAGEMENT | ALIGNMENT FINANCIAL PLANNING, LLC

CRD#: 154494 / SEC#: 801-110731
RIA
Registered Investment Advisory firm - SEC (6/26/2017 Approved)
California
Registered Investment Advisory firm - California (10/1/2017 Terminated)
Florida
Registered Investment Advisory firm - Florida (9/1/2017 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (9/1/2017 Terminated)
Illinois
Registered Investment Advisory firm - Illinois (6/26/2017 Terminated)
Indiana
Registered Investment Advisory firm - Indiana (9/1/2017 Terminated)
Kentucky
Registered Investment Advisory firm - Kentucky (9/5/2017 Terminated)
Michigan
Registered Investment Advisory firm - Michigan (9/29/2017 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (9/1/2017 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (9/5/2017 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (9/6/2017 Terminated)
Tennessee
Registered Investment Advisory firm - Tennessee (9/5/2017 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (9/5/2017 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (9/5/2017 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1024 E. Grand River Ave Suite B, Brighton, MI 48116

Phone Number

(810) 355-1325

# of Employees

29

SEC notice filing (20 States and Territories)

Registered to provide investment advisory services in 20 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (3/26/2026)

Regulatory Assets Under Management

Total Number of Accounts

1,158

AUM (Assets Under Management)

$214,892,486

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. ETHAN FAVRE - Tforce - Not Investment Related - 8500 Naples St NE, Blaine, MN 55449 - Forklift Operator - Dockworker - 07/01/2026 - 120 hours per month - 0 Hours During Trading Hours - Forklift Operator Moving Freight 2. ETHAN FAVRE - College Hunks Hauling Junk and Moving - Not Investment Related - 475 Old Hwy 8 NW Ste 100, New Brighton, MN - Professional Moving Services - Mover - 01/01/2026 - 20 Hours Per Month - Hours Worked During Trading Hours 6 - Professional Mover 3. Self Employed; Investment related; 12760 Aberdeen St NE, Blaine, MN 55449; Insurance Sales; Independent Insurance Producer; 06/2026; 4 hours per month; All during securities trading hours; Work with clients to implement insurance products.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SIMPLYRIA ADVISOR NETWORK

A SMARTER WAY TO INVEST, INC | STOCK SENIOR SERVICES | SIMPLYRIA ADVISOR NETWORK | SIMPLY RIA, INC | SCOTT KARL ECONOMIC AND INSURANCE SERVICES | ROYAL PALM PRIVATE WEALTH MANAGEMENT | PRIVATE FINANCIAL COUNSEL, LLC. | PRIVATE FINANCIAL COUNSEL | PFC | PALADIN FINANCIAL SERVICES, LLC | OUTRIDER WEALTH AND FINANCIAL PLANNING | OLIVIA WEALTH MANAGEMENT LLC | MSM ELITE MARKETING, INC | MONEY STRATEGIES OF MICHIGAN, INC | MONEY STRATEGIES OF MICHIGAN | MENACH CAPITAL, LLC | KIS FINANCIAL, LLC | KIS FINANCIAL | KINGSBURY FINANCIAL ADVISORS | INVESTWISE WEALTH MANAGEMENT INC. | IMAGINE ADVISORS, LLC | FRANK THE FINANCIAL COACH LLC | FORMULA FOLIOS PRESTIGE, LLC | FAVRE WEALTH MANAGEMENT LLC | DAVY WEALTH MANAGEMENT | COLLEGE PLANNING FRESNO | CJ INSTITUTIONAL | CJ | CAITLIN JOHN, LLC | CAITLIN JOHN PRIVATE WEALTH MANAGEMENT | CAITLIN JOHN | BRIGGS FINANCIAL GROUP, LLC | BRIGGS FINANCIAL GROUP WEALTH ADVISORS | BRIDGEWISE FINANCIAL PARTNERS LLC | BRIDGEWISE FINANCIAL PARTNERS | BFG WEALTH ADVISORS | BFG | BASTION WEALTH MANAGEMENT LLC | ASPEN PRIVATE WEALTH MANAGEMENT | ALIGNMENT FINANCIAL PLANNING, LLC

CRD#: 154494 / SEC#: 801-110731
RIA
Registered Investment Advisory firm - SEC (6/26/2017 Approved)
California
Registered Investment Advisory firm - California (10/1/2017 Terminated)
Florida
Registered Investment Advisory firm - Florida (9/1/2017 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (9/1/2017 Terminated)
Illinois
Registered Investment Advisory firm - Illinois (6/26/2017 Terminated)
Indiana
Registered Investment Advisory firm - Indiana (9/1/2017 Terminated)
Kentucky
Registered Investment Advisory firm - Kentucky (9/5/2017 Terminated)
Michigan
Registered Investment Advisory firm - Michigan (9/29/2017 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (9/1/2017 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (9/5/2017 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (9/6/2017 Terminated)
Tennessee
Registered Investment Advisory firm - Tennessee (9/5/2017 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (9/5/2017 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (9/5/2017 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Minnesota
(6/11/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2024About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Nov 2024About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed May 2024About the SIE exam

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CRS (Client Relationship Summary) - RIA

Click below to view Ethan Thomas Favre's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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