MS
Michael F. Schwing
FIRST COMMAND ADVISORY SERVICES
Norfolk, VA 23510
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CRD#: 7737581
MS
Professional summary
Michael Forrest Schwing is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Norfolk, Virginia and FIRST COMMAND BROKERAGE SERVICES, INC. located in Norfolk, Virginia.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Michael has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of the other business: United States Naval Reserve ; Whether the business is investment-related: No ; Address of the other business: 937 3rd Ave Norfolk VA, 23511 ; Nature of the other business: Military ; Your position, title, or relationship with the other business: Public Affairs Officer ; The start date of your relationship: May 31, 2023 ; The approximate number of hours/month you devote to the other business: 6 to 10 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: O3 in the US Naval Reserves as a Public Affairs Officer. Manages the Readiness Department, and four personnel.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Forrest Schwing's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 20, 2024 - Present
FIRST COMMAND ADVISORY SERVICES
Office #1: 101 W Main Street, Norfolk, VA 23510RIA
CRD#: 281958
Norfolk, VA
Current
October 21, 2023 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: World Trade Center 101 W Main Street, Suite 4300, Norfolk, VA 23510BD
CRD#: 3641
Norfolk, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
North Carolina(3/20/2024)
RR
Virginia(3/20/2024)
IAR
Virginia(3/20/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 10/21/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 Firstcomm Plaza, Fort Worth, TX 76109
Mailing Address
Po Box 2387, Fort Worth, TX 76113-2387
Phone number
(817) 731-8621
Established
Firm type
Fiscal year end
# of Employees
1,787
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
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Company Information
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958Norfolk, VA 23510TRUST BUT VERIFY
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