Travis L. Zimmerman

TIP GROUP LLC

Houston, TX 77027

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CRD#: 7736717

Professional summary

Travis Lee Zimmerman, who also goes by Travis Zimmerman, is a registered financial advisor currently at TIP GROUP LLC located in Houston, Texas.

Travis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Travis has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Travis Zimmerman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Licensed insurance agent for The Fitzpatrick Group;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travis Lee Zimmerman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 4, 2025 - Present

TIP GROUP LLC

Office #1: 1800 W. Loop S Suite 1800, Houston, TX 77027

RIA

CRD#: 322053

Houston, TX

Past

September 5, 2023 - January 30, 2025

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

Houston, TX

Past

August 10, 2023 - January 30, 2025

CETERA WEALTH SERVICES, LLC

CRD#: 13572

HOUSTON, TX

Past

June 29, 2023 - August 10, 2023

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/4/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/29/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/29/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/1/2023

Securities Industry Essentials Examination

Current Firm

TIP GROUP LLC

PROVESTOR LLC | TIP GROUP LLC

CRD#: 322053 / SEC#:

Indiana

Registered Investment Advisory firm - (10/1/2025 Approved)

Louisiana

Registered Investment Advisory firm - (4/23/2024 Approved)

Texas

Registered Investment Advisory firm - (9/6/2022 Approved)

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Contact information

Main Address

1800 W. Loop S Suite 1800, Houston, TX 77027

Mailing Address

Phone number

(713) 969-4500

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	519
AUM (Assets Under Management)	$ 36,251,612

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Travis L. Zimmerman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travis Lee Zimmerman's CRS (Customer Relationship Summary).

Certified licenses

Experience

TIP GROUP LLC

CETERA INVESTMENT ADVISERS LLC

CETERA WEALTH SERVICES, LLC

SECURIAN FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/29/2023

Series 7TO

Date: 6/29/2023

SIE

Date: 5/1/2023

Current Firm

TIP GROUP LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TIP GROUP LLC

TRUST BUT VERIFY

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