WS
Warren T. Schaub
LAURENTINE INVESTMENTS LLC
TRAVERSE CITY, MI 49684
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CRD#: 7736492
WS
Professional summary
Warren Theodore Schaub is a registered financial advisor currently at LAURENTINE INVESTMENTS LLC located in Traverse City, Michigan.
Warren is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Warren has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The name of the other business is Success Landscaping LLC. The business is not investment related. I operate the business out of my residence; 7858 S Lakeview Rd, Traverse City, MI 49684. The business offers landscaping services, mostly maintenance and manages one small vineyard. I am the owner of Success Landscaping LLC. My relationship with the business is as the founder of the business. I started with Success Landscaping as a dba in 2016 and later converted the business to Success Landscaping LLC. I spend 25 to 40 hours per month on this other business. I spend zero hours on this other business during securities trading hours. This business will cease operations in october when my final contract for vineyard management ends. I no longer offer any landscaping services and am in the process of selling all of the equipment from the business. The vineyard is small at about 2 acres in size and constitutes all of the remaining work in this business.
CRS (Client Relationship Summary) - RIA
Click below to view Warren Theodore Schaub's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 6, 2023 - Present
LAURENTINE INVESTMENTS LLC
Office #1: 10850 E. Traverse Hwy, Ste. 4400, Traverse City, MI 49684RIA
CRD#: 326796
TRAVERSE CITY, MI
Past
June 7, 2023 - August 18, 2023
LAURENTINE INVESTMENTS LLC
RIA
CRD#: 326796
TRAVERSE CITY, MI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(12/6/2023)
Current Firm
LI
LAURENTINE INVESTMENTS LLC
LAURENTINE INVESTMENTS LLC
CRD#: 326796 / SEC#:
Michigan
Registered Investment Advisory firm - (12/6/2023 Approved)Texas
Registered Investment Advisory firm - (8/18/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10850 E. Traverse Hwy, Ste. 4400, Traverse City, MI 49684
Mailing Address
Po Box 422, Suttons Bay, MI 49682
Phone number
(231) 357-5948
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 1,233,010 |
Red Flags
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Company Information
LAURENTINE INVESTMENTS LLC
CRD#: 326796Traverse City, MI 49684TRUST BUT VERIFY
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