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AP

Adam J. Proulx

MISER ASSET MANAGEMENT
Cape Coral, FL
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CRD#: 7735937
AP
Adam James ProulxMISER ASSET MANAGEMENT

Professional summary

Adam James Proulx is a registered financial advisor currently at MISER ASSET MANAGEMENT located in Cape Coral, Florida.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Adam has worked at 2 firms and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam James Proulx's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 15, 2026 - Present

MISER ASSET MANAGEMENT

RIA
CRD#: 318164
Cape Coral, FL
Past

May 3, 2023 - June 10, 2024

CORECAP ADVISORS

RIA
CRD#: 158819
Cape Coral, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(6/15/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/7/2023
Uniform Investment Adviser Law Examination

Current Firm

MA
MISER ASSET MANAGEMENT
MISER ASSET MANAGEMENT | MISER ASSET MANAGEMENT, LLC

CRD#: 318164 / SEC#:

Tennessee
Registered Investment Advisory firm - (5/19/2022 Approved)
Utah
Registered Investment Advisory firm - (2/11/2026 Approved)
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Contact information

Main Address
12802 Kingston Pike Suite 102, Knoxville, TN 37934
Mailing Address
Phone number
(865) 281-1616
Established
Firm type
Fiscal year end
# of Employees
3

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts123
AUM (Assets Under Management)$ 31,400,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MISER ASSET MANAGEMENT

CRD#: 318164Cape Coral, FL

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