James D. Baxter

ZERO DAY CAPITAL ENTERPRISES LLC

WARNER ROBINS, GA

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CRD#: 7735860

Professional summary

James Dylan Baxter, who also goes by James Baxter, is a registered financial advisor currently at ZERO DAY CAPITAL ENTERPRISES LLC located in Warner Robins, Georgia.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. James has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James Baxter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Dylan Baxter's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 5, 2025 - Present

ZERO DAY CAPITAL ENTERPRISES LLC

RIA

CRD#: 331228

WARNER ROBINS, GA

Past

February 15, 2024 - July 22, 2025

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Marietta, GA

Past

February 13, 2024 - July 22, 2025

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Marietta, GA

Past

June 29, 2023 - February 8, 2024

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

MACON, GA

Past

June 12, 2023 - February 8, 2024

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

MACON, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ZERO DAY CAPITAL ENTERPRISES LLC

CRD#: 331228 / SEC#: 801-130224

RIA

Registered Investment Advisory firm - (5/3/2024 Approved)

Idaho

Registered Investment Advisory firm - (10/24/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(12/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/26/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/12/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/3/2022

Securities Industry Essentials Examination

Current Firm

ZERO DAY CAPITAL ENTERPRISES LLC

CRD#: 331228 / SEC#: 801-130224

RIA

Registered Investment Advisory firm - (5/3/2024 Approved)

Idaho

Registered Investment Advisory firm - (10/24/2024 Terminated)

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Contact information

Main Address

West Point, NY

Mailing Address

Phone number

(702) 271-3265

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ZERO DAY CAPITAL DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT (1/21/2026)

Regulatory assets under management

Total Number of Accounts	160
AUM (Assets Under Management)	$ 30,731,077

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James D. Baxter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Dylan Baxter's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

Primary Firm SEC Registration

ZERO DAY CAPITAL ENTERPRISES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/26/2023

Series 7TO

Date: 6/12/2023

SIE

Date: 11/3/2022

Current Firm

ZERO DAY CAPITAL ENTERPRISES LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ZERO DAY CAPITAL ENTERPRISES LLC

TRUST BUT VERIFY

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