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SS

Samuel Smith

ABOUND FINANCIAL
Granite Bay, CA 95746
Some features on this profile are disabled
CRD#: 7735677
SS

Professional summary

Samuel Smith is a registered financial advisor currently at ABOUND FINANCIAL located in Granite Bay, California and LPL FINANCIAL LLC located in Granite Bay, California.

Samuel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Samuel has worked at 2 firms and has passed the Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Smith's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 1, 2025 - Present

ABOUND FINANCIAL

Office #1: 4180 Douglas Blvd Suite 200, Granite Bay, CA 95746
RIA
CRD#: 327724
Granite Bay, CA
Current

April 24, 2026 - Present

LPL FINANCIAL LLC

Office #1: 4180 Douglas Blvd Ste 200, Granite Bay, CA 95746
RIA
BD
CRD#: 6413
Granite Bay, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ABOUND FINANCIAL
ABOUND FINANCIAL | KERUX, LLC | KERUX FINANCIAL | KERUX | ABOUND FINANCIAL, LLC

CRD#: 327724 / SEC#: 801-128697

RIA
Registered Investment Advisory firm - (9/6/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(1/1/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/11/2024
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/23/2026
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/3/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

AF
ABOUND FINANCIAL
ABOUND FINANCIAL | KERUX, LLC | KERUX FINANCIAL | KERUX | ABOUND FINANCIAL, LLC

CRD#: 327724 / SEC#: 801-128697

RIA
Registered Investment Advisory firm - (9/6/2023 Approved)
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Contact information

Main Address
4180 Douglas Blvd Suite 200, Granite Bay, CA 95746
Mailing Address
Phone number
(916) 846-7780
Established
Firm type
Fiscal year end
# of Employees
2

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV 2A APPENIDIX 1 - WRAP PROGRAM BROCHURE (8/14/2025)
PART 2A BROCHURE (8/14/2025)

Regulatory assets under management

Total Number of Accounts1,800
AUM (Assets Under Management)$ 436,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ABOUND FINANCIAL

CRD#: 327724Granite Bay, CA 95746

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