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JH

James-alexander E. Hurry

SCOTTSDALE CAPITAL ADVISORS CORP
Scottsdale, AZ 85253
Some features on this profile are disabled
CRD#: 7735106
JH

Professional summary


James-alexander Edward Hurry, who also goes by James Alexander Edward Hurry, is a registered financial advisor currently at SCOTTSDALE CAPITAL ADVISORS CORP located in Scottsdale, Arizona and ALPINE SECURITIES CORPORATION located in Scottsdale, Arizona.

James-alexander is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. James-alexander has worked at 2 firms and has passed the Series 63, Series 65, Series 57TO, Series 79TO, Series 7TO, SIE, Series 27 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


James Alexander Edward Hurry

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Hurry's Window Washing LLC- Manager August 2023. Administrative Executror Mgt functions 1 hour per month

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view James-alexander Edward Hurry's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD


Click below to view James-alexander Edward Hurry's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 21, 2024 - Present

SCOTTSDALE CAPITAL ADVISORS CORP

Office #1: 7170 E. Mcdonald Rd #6, Scottsdale, AZ 85253
RIA
BD
CRD#: 118786
Scottsdale, AZ
Current

February 12, 2024 - Present

ALPINE SECURITIES CORPORATION

Office #1: 7170 E. Mcdonald Dr., Suite 6, Scottsdale, AZ 85253
BD
CRD#: 14952
Scottsdale, AZ
Past

September 4, 2023 - February 9, 2024

SCOTTSDALE CAPITAL ADVISORS CORP

BD
CRD#: 118786
SCOTTSDALE AZ, AZ
Past

July 18, 2023 - February 9, 2024

SCOTTSDALE CAPITAL ADVISORS CORP

RIA
CRD#: 118786
SCOTTSDALE, AZ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(4/5/2024)
RR
Arizona
(2/12/2024)
IAR
Arizona
(6/27/2024)
RR
Arkansas
(4/5/2024)
RR
California
(4/5/2024)
IAR
California
(6/21/2024)
RR
Colorado
(4/5/2024)
RR
Delaware
(4/5/2024)
RR
District of Columbia
(4/5/2024)
RR
Florida
(4/5/2024)
RR
Georgia
(4/5/2024)
RR
Hawaii
(4/5/2024)
RR
Idaho
(4/5/2024)
RR
Illinois
(4/5/2024)
RR
Indiana
(4/5/2024)
RR
Iowa
(4/5/2024)
RR
Kansas
(4/5/2024)
RR
Kentucky
(4/5/2024)
RR
Louisiana
(4/5/2024)
RR
Maine
(4/5/2024)
RR
Maryland
(4/5/2024)
RR
Massachusetts
(4/5/2024)
RR
Michigan
(4/5/2024)
RR
Minnesota
(4/5/2024)
RR
Mississippi
(4/5/2024)
RR
Missouri
(4/5/2024)
RR
Montana
(4/5/2024)
RR
Nebraska
(4/5/2024)
RR
Nevada
(4/5/2024)
RR
New Jersey
(4/5/2024)
RR
New Mexico
(4/5/2024)
RR
New York
(4/5/2024)
RR
North Carolina
(4/5/2024)
RR
North Dakota
(4/5/2024)
RR
Ohio
(4/5/2024)
RR
Oklahoma
(4/5/2024)
RR
Oregon
(4/5/2024)
RR
Pennsylvania
(4/5/2024)
RR
Puerto Rico
(4/5/2024)
RR
Rhode Island
(4/5/2024)
RR
South Carolina
(4/5/2024)
RR
South Dakota
(4/5/2024)
RR
Tennessee
(4/5/2024)
RR
Texas
(4/5/2024)
RR
Utah
(4/8/2024)
RR
Vermont
(4/5/2024)
RR
Virginia
(4/5/2024)
RR
Washington
(4/5/2024)
RR
West Virginia
(4/5/2024)
RR
Wisconsin
(4/5/2024)
RR
Wyoming
(4/5/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 12/7/2023
Uniform Securities Agent State Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 6/14/2024
Securities Trader Exam
General Industry/Product Exam
RR
Series 79TO
Date: 3/9/2024
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/2/2023
General Securities Representative Examination
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


SC
SCOTTSDALE CAPITAL ADVISORS CORP
SCOTTSDALE CAPITAL ADVISORS | SCOTTSDALE CAPITAL ADVISROS CORP | SCOTTSDALE CAPITAL ADVISORS CORPORATION | SCOTTSDALE CAPITAL ADVISORS CORP

CRD#: 118786 / SEC#: 801-60965, 8-53685

RIA
Registered Investment Advisory firm - SEC (12/5/2002 Terminated)
Alabama
Registered Investment Advisory firm - SEC (12/16/2002 Terminated)
Arizona
Registered Investment Advisory firm - SEC (3/14/2003 Approved)
California
Registered Investment Advisory firm - SEC (4/6/2015 Approved)
Colorado
Registered Investment Advisory firm - SEC (8/29/2014 Terminated)
Connecticut
Registered Investment Advisory firm - SEC (10/15/2014 Terminated)
Georgia
Registered Investment Advisory firm - SEC (12/3/2002 Terminated)
Massachusetts
Registered Investment Advisory firm - SEC (1/3/2003 Terminated)
Minnesota
Registered Investment Advisory firm - SEC (6/12/2002 Cancelled)
Nevada
Registered Investment Advisory firm - SEC (12/3/2002 Terminated)
New Jersey
Registered Investment Advisory firm - SEC (12/3/2002 Terminated)
Ohio
Registered Investment Advisory firm - SEC (12/3/2002 Terminated)
South Carolina
Registered Investment Advisory firm - SEC (12/3/2002 Terminated)
Virginia
Registered Investment Advisory firm - SEC (12/3/2002 Terminated)
West Virginia
Registered Investment Advisory firm - SEC (12/6/2002 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
7170 E. Mcdonald Rd. Suite 6, Scottsdale, AZ 85253
Mailing Address
7170 E. Mcdonald Rd. Suite 6, Scottsdale Az, AZ 85253
Phone number
(480) 603-4900
Established
Arizona since 06/30/2001
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees
3

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
SCOTTSDALE CAPITAL ADVIORS HOLDINGS LLCSOLE SHAREHOLDER
HURRY, JUSTINEFINOP2765969
HURRY, JUSTINECEO2765969
HURRY, JUSTINECCO2765969
HURRY, JUSTINECHIEF OPERATION OFFICER2765969
HURRY, JUSTINESOLE DIRECTOR2765969
0

Disclosures


Regulatory Event6

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SCOTTSDALE CAPITAL ADVISORS CORP

CRD#: 118786Scottsdale, AZ 85253

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