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NP

Nehaben Padhiyar

MAINSTREET ADVISORS
Chicago, IL 60602-2424
Some features on this profile are disabled
CRD#: 7734683
NP

Professional summary

Nehaben Padhiyar, who also goes by Neha Padhiyar, is a registered financial advisor currently at MAINSTREET ADVISORS located in Chicago, Illinois.

Nehaben is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Nehaben has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Neha Padhiyar

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nehaben Padhiyar's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 25, 2023 - Present

MAINSTREET ADVISORS

Office #1: 120 N. Lasalle Street Suite 3300, Chicago, IL 60602-2424
RIA
CRD#: 146615
Chicago, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MAINSTREET ADVISORS
MAINSTREET ADVISORS | MAINSTREET INVESTMENT ADVISORS LLC

CRD#: 146615 / SEC#: 801-68930

RIA
Registered Investment Advisory firm - (3/12/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(9/25/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/25/2023
Uniform Investment Adviser Law Examination

Current Firm

MA
MAINSTREET ADVISORS
MAINSTREET ADVISORS | MAINSTREET INVESTMENT ADVISORS LLC

CRD#: 146615 / SEC#: 801-68930

RIA
Registered Investment Advisory firm - (3/12/2008 Approved)
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Contact information

Main Address
120 N. Lasalle Street Suite 3300, Chicago, IL 60602-2424
Mailing Address
Phone number
(312) 223-0270
Established
Firm type
Fiscal year end
# of Employees
22

SEC notice filing (19 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MAINSTREET ADVISORS ADV PART 2A 03-25-2025 (4/8/2025)

Regulatory assets under management

Total Number of Accounts5,683
AUM (Assets Under Management)$ 5,409,800,392

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
04/29/2024
Cover Page
Report
01/26/2024
Cover Page
Report
11/28/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MAINSTREET ADVISORS

CRD#: 146615Chicago, IL 60602-2424

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