Tenzin Phuntsok

APTUS CAPITAL ADVISORS

NAPLES, FL

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CRD#: 7734669

Professional summary

Tenzin Phuntsok is a registered financial advisor currently at APTUS CAPITAL ADVISORS, LLC located in Naples, Florida.

Tenzin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Tenzin has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tenzin Phuntsok's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 24, 2025 - Present

APTUS CAPITAL ADVISORS, LLC

RIA

CRD#: 167626

NAPLES, FL

Past

November 4, 2024 - January 27, 2025

FIRST TRUST ADVISORS LP

RIA

CRD#: 107027

NAPLES, FL

Past

October 6, 2023 - December 20, 2024

FIRST TRUST INVESTMENT SOLUTIONS L.P.

RIA

CRD#: 328327

NAPLES, FL

Past

May 15, 2023 - December 7, 2023

GYROSCOPE CAPITAL MANAGEMENT GROUP LLC

RIA

CRD#: 142672

NAPLES, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

APTUS CAPITAL ADVISORS, LLC

APTUS CAPITAL ADVISORS, LLC | WILLIAMS FINANCIAL GROUP, LLC | GUARDIAN WEALTH PARTNERS, LLC | BLUE LINE INVESTING, LLC

CRD#: 167626 / SEC#: 801-107723

RIA

Registered Investment Advisory firm - (5/16/2016 Approved)

North Carolina

Registered Investment Advisory firm - (10/23/2015 Terminated)

Ohio

Registered Investment Advisory firm - (6/3/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/11/2023

Uniform Investment Adviser Law Examination

Current Firm

APTUS CAPITAL ADVISORS, LLC

APTUS CAPITAL ADVISORS, LLC | WILLIAMS FINANCIAL GROUP, LLC | GUARDIAN WEALTH PARTNERS, LLC | BLUE LINE INVESTING, LLC

CRD#: 167626 / SEC#: 801-107723

RIA

Registered Investment Advisory firm - (5/16/2016 Approved)

North Carolina

Registered Investment Advisory firm - (10/23/2015 Terminated)

Ohio

Registered Investment Advisory firm - (6/3/2016 Terminated)

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Contact information

Main Address

314 Magnolia Avenue Suite 200, Fairhope, AL 36532

Mailing Address

Phone number

(251) 517-7198

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (47 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APTUS - ADV PART 2A - 09.30.2025 (9/30/2025)

Regulatory assets under management

Total Number of Accounts	9,347
AUM (Assets Under Management)	$ 9,856,216,354

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Tenzin Phuntsok

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tenzin Phuntsok's CRS (Customer Relationship Summary).

Certified licenses

Experience

APTUS CAPITAL ADVISORS, LLC

FIRST TRUST ADVISORS LP

FIRST TRUST INVESTMENT SOLUTIONS L.P.

GYROSCOPE CAPITAL MANAGEMENT GROUP LLC

Primary Firm SEC Registration

APTUS CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/11/2023

Current Firm

APTUS CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (47 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

APTUS CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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