Kody J. Williams

SALING WEALTH ADVISORS

Louisville, KY 40223

Some features on this profile are disabled

CRD#: 7733419

Professional summary

Kody James Williams is a registered financial advisor currently at SALING WEALTH ADVISORS located in Louisville, Kentucky.

Kody is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Kody has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kody James Williams's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 25, 2025 - Present

SALING WEALTH ADVISORS

Office #1: 9750 Ormsby Station Road Suite 102, Louisville, KY 40223

RIA

CRD#: 283226

Louisville, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SALING WEALTH ADVISORS

CARDINAL STRATEGIC WEALTH GUIDANCE, LLC | SALING WEALTH ADVISORS

CRD#: 283226 / SEC#: 801-107417

RIA

Registered Investment Advisory firm - (3/16/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(9/25/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/8/2025

Uniform Investment Adviser Law Examination

Current Firm

SALING WEALTH ADVISORS

CARDINAL STRATEGIC WEALTH GUIDANCE, LLC | SALING WEALTH ADVISORS

CRD#: 283226 / SEC#: 801-107417

RIA

Registered Investment Advisory firm - (3/16/2016 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

9750 Ormsby Station Road Suite 102, Louisville, KY 40223

Mailing Address

Phone number

(502) 805-3000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SALING ADV PART 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts	873
AUM (Assets Under Management)	$ 517,571,656

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Trystan Downey

CERITY PARTNERS LLC

IAR

LOUISVILLE, KY

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kody J. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kody James Williams's CRS (Customer Relationship Summary).

Certified licenses

Experience

SALING WEALTH ADVISORS

Primary Firm SEC Registration

SALING WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 9/8/2025

Current Firm

SALING WEALTH ADVISORS

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SALING WEALTH ADVISORS

TRUST BUT VERIFY

Similar Advisors