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AF

Alexander J. Farkas

FARKAS CAPITAL
MIAMI BEACH, FL 33139
CRD#: 7733136
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AF
Alexander Jacob FarkasFARKAS CAPITAL

Professional summary

Alexander Jacob Farkas, who also goes by Alexander Farkas, is a registered financial professional currently at FARKAS CAPITAL located in Miami Beach, Florida.

Alexander is registered as a RR (Registered Representative) and started their career in finance in 2024. Alexander has worked at 1 firm and has passed the Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Alexander Farkas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alexander Jacob Farkas's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 25, 2024 - Present

FARKAS CAPITAL

Office #1: 407 Lincoln Road Suite 9f, Miami Beach, FL 33139
BD
CRD#: 317570
MIAMI BEACH, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7TO
Date: 7/15/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/1/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

FC
FARKAS CAPITAL
FARKAS CAPITAL | FARKAS CAPITAL LLC

CRD#: 317570 / SEC#: , 8-70921

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
407 Lincoln Road Suite 9f, Miami Beach, FL 33139
Mailing Address
407 Lincoln Road Ste 701, Miami Beach, FL 33139
Phone number
(646) 522-6175
Established
Florida since 10/18/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (16 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FARKAS CAPITAL HOLDINGS LLCSHAREHOLDER
KLEINER, JOELFINOP7450898
WISHNIVETSKI, ELICEO, CCO, MANAGING MEMBER4424907

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FARKAS CAPITAL

CRD#: 317570Miami Beach, FL 33139

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