AI
Alan M. Iverson
THRIVENT INVESTMENT MANAGEMENT
Alexandria, MN 56308
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CRD#: 7732932
AI
Professional summary
Alan Marvin Iverson is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Alexandria, Minnesota.
Alan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Alan has worked at 1 firm and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ANDERSON FUNERAL HOME POSITION: Funeral Director NATURE: Funeral Home INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 06/04/2004 ADDRESS: 659 Voyager Dr., Alexandria MN 56308, United States DESCRIPTION: Helping with funeral and taking callwith possibly helping with embalming and cremation MEMORY SHARE POSITION: Customer Service Rep NATURE: Memory Share is a video streaming company. They help funeral homes beinging able to livestream and record funerals that are happening. People are able to watch these recordings and livestreamings from the funeral homes website. INVESTMENT RELATED: No NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 32 START DATE: 09/03/2024 ADDRESS: 3400 Oak Grove Ave, Dallas TX 75204, United States DESCRIPTION: My job will be to reach out to the funeral homes that are using the company to see how they are using it and if they have questions, concerns and see if there are opportunities for it to be utilized more. SPARK POSITION: Deliverer NATURE: Picking up groceries at Walmart and bringing to the residence. Most of the time no interaction with residence. Groceries can be picked up in 2 ways. 1) at the grocery pick up, then brought to the residence 2) do the shopping in the store, and bring to the residence. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 09/19/2025 ADDRESS: 813 Brendan Court NW, Alexandria MN 56308, United States DESCRIPTION: picking up groceries and bringing to residence homes.
CRS (Client Relationship Summary) - RIA
Click below to view Alan Marvin Iverson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Alan Marvin Iverson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 9, 2024 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 1920 Turning Leaf Lane, Alexandria, MN 56308RIA
BD
CRD#: 18387
Alexandria, MN
Current
September 8, 2023 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 1920 Turning Leaf Lane, Alexandria, MN 56308RIA
BD
CRD#: 18387
Alexandria, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/18/2025)
RR
Colorado(1/17/2025)
RR
Minnesota(9/28/2023)
IAR
Minnesota(9/9/2024)
RR
North Dakota(2/18/2025)
RR
South Dakota(11/3/2025)
RR
Texas(11/3/2025)
IAR
Texas(11/3/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 9/8/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
