AR
Adam B. Reed
PROVIDENCE WEALTH MANAGEMENT LLC
Knoxville, TN 37922
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CRD#: 7730152
AR
Professional summary
Adam Bryant Reed is a registered financial advisor currently at PROVIDENCE WEALTH MANAGEMENT LLC located in Knoxville, Tennessee.
Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Adam has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1.) Mitch Reed and Associates PLLC; NO; Knoxville, TN; Helping my dad cleanup his website and marketing of his business; Marketer; 04/01/2023, 5/ HRS MO; 0/ HRS MO Marketing, Duties: Help refine update and polish my dads company website and help him with other marketing materials. (2.) Providence LTC Advisors, Inc.; Yes; Knoxville, TN; Insurance Services; Insurance Agent; 01/2025; 40/ HRS MO; 40/ HRS MO
CRS (Client Relationship Summary) - RIA
Click below to view Adam Bryant Reed's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 13, 2025 - Present
PROVIDENCE WEALTH MANAGEMENT LLC
Office #1: 2030 Falling Waters Road Suite 175, Knoxville, TN 37922RIA
CRD#: 144902
Knoxville, TN
Past
October 7, 2024 - January 6, 2025
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
KNOXVILLE, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PROVIDENCE WEALTH MANAGEMENT LLC
PROVIDENCE WEALTH MANAGEMENT LLC
CRD#: 144902 / SEC#: 801-123273
RIA
Registered Investment Advisory firm - (2/18/2022 Approved)Louisiana
Registered Investment Advisory firm - (1/25/2023 Terminated)Tennessee
Registered Investment Advisory firm - (1/24/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(3/13/2025)
IAR
Tennessee(3/13/2025)
IAR
Texas(3/13/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 10/7/2024
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
Current Firm
PW
PROVIDENCE WEALTH MANAGEMENT LLC
PROVIDENCE WEALTH MANAGEMENT LLC
CRD#: 144902 / SEC#: 801-123273
RIA
Registered Investment Advisory firm - (2/18/2022 Approved)Louisiana
Registered Investment Advisory firm - (1/25/2023 Terminated)Tennessee
Registered Investment Advisory firm - (1/24/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2030 Falling Waters Road Suite 175, Knoxville, TN 37922
Mailing Address
Phone number
(865) 691-6699
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 635 |
| AUM (Assets Under Management) | $ 129,236,227 |
Red Flags
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Company Information
PROVIDENCE WEALTH MANAGEMENT LLC
CRD#: 144902Knoxville, TN 37922TRUST BUT VERIFY
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