Nicholas A. O'kelly

CADENCE WEALTH PARTNERS

CONCORD, NC 28025

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CRD#: 7730034

Professional summary

Nicholas Alan O'kelly, who also goes by Nicholas O'kelly, Nicholas Alan Okelly, is a registered financial advisor currently at CADENCE WEALTH PARTNERS, LLC located in Concord, North Carolina.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Nicholas has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nicholas O'kelly | Nicholas Alan Okelly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Life/Health/Accident Insurance Licensed. Board Member of The Davis Focus Project- Military non-profit focused on human performance. Ambassador for Give an Hour - Non-profit for mental health. Nicholas Alan O Kelly is a Board of Directors at Board Member - The Davis Focus Project; Investment related: No; Location: 111A Creighton Ave Nashville TN 37206 USA; Description: Non-profit focusing on optimizing human performance through natural mental health modalities.; Responsibilities Duties: Board of Directors; Start date: 2023-12-01; Hours devoted to business during trading hours: 2; Hours devoted to business outside trading hours: 3; Percentage of total yearly compensation expected to be derived from the business: 0; Contact person at the organization: Brandon Davis; Website address for the organization: https://www.thedavisfocusproject.com/

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Alan O'kelly's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 19, 2024 - Present

CADENCE WEALTH PARTNERS, LLC

Office #1: 845 Church St N Suite 205, Concord, NC 28025

RIA

CRD#: 329274

CONCORD, NC

Past

September 6, 2023 - March 15, 2024

REALTA EQUITIES, INC.

CRD#: 23769

Charlotte, NC

Past

April 27, 2023 - March 16, 2024

SPARTA WEALTH PARTNERS

RIA

CRD#: 318036

CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(3/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/8/2023

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/7/2023

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/6/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/6/2023

Securities Industry Essentials Examination

Current Firm

CADENCE WEALTH PARTNERS, LLC

CADENCE WEALTH PARTNERS | CADENCE WEALTH PARTNERS, LLC

CRD#: 329274 / SEC#:

Florida

Registered Investment Advisory firm - (4/18/2024 Approved)

North Carolina

Registered Investment Advisory firm - (2/29/2024 Approved)

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Contact information

Main Address

845 Church St N Suite 205, Concord, NC 28025

Mailing Address

Phone number

(704) 493-6919

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 24,957,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nicholas A. O'kelly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Alan O'kelly's CRS (Customer Relationship Summary).

Certified licenses

Experience

CADENCE WEALTH PARTNERS, LLC

REALTA EQUITIES, INC.

SPARTA WEALTH PARTNERS

State Registrations and Notice Filings

Exams

Series 63

Date: 4/8/2023

Series 65

Date: 4/7/2023

Series 7TO

Date: 9/6/2023

SIE

Date: 7/6/2023

Current Firm

CADENCE WEALTH PARTNERS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CADENCE WEALTH PARTNERS, LLC

TRUST BUT VERIFY

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