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KP

Katherine L. Perez Raymondi

Some features on this profile are disabled
CRD#: 7728721
KP

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Katherine Lys Perez Raymondi, who also goes by Katherine Lys Perez Raymondi, was a registered financial professional .

Katherine is a previously registered financial professional and started their career in finance in 2024. Katherine had worked at 1 firm .

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Katherine Lys Perez Raymondi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 12, 2024 - May 31, 2024

ALTHUM ADVISORS LLC

RIA
CRD#: 315952
Surco. Lima,

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ALTHUM ADVISORS LLC
ALTHUM | LXG WEALTH ADVISORY LLC | LXG MULTI FAMILY OFFICE | LXG FAMILY OFFICE | ALTHUM FAMILY OFFICE | ALTHUM ADVISORS LLC | ALTHUM ADVISORS

CRD#: 315952 / SEC#: 801-122529

RIA
Registered Investment Advisory firm - (10/22/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

AA
ALTHUM ADVISORS LLC
ALTHUM | LXG WEALTH ADVISORY LLC | LXG MULTI FAMILY OFFICE | LXG FAMILY OFFICE | ALTHUM FAMILY OFFICE | ALTHUM ADVISORS LLC | ALTHUM ADVISORS

CRD#: 315952 / SEC#: 801-122529

RIA
Registered Investment Advisory firm - (10/22/2021 Approved)
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Contact information

Main Address
1441 Brickell Av. Suite 1016, Miami, FL 33131
Mailing Address
Phone number
+1 (305) 456-7645
Established
Firm type
Fiscal year end
# of Employees
14

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ALTHUM ADVISORS BROCHURE (6/6/2025)

Regulatory assets under management

Total Number of Accounts71
AUM (Assets Under Management)$ 1,635,087,804

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALTHUM ADVISORS LLC

CRD#: 315952

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