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Nicklaus P. Ashby

HILL INVESTMENT GROUP
Brentwood, TN 37027
Some features on this profile are disabled
CRD#: 7727231
NA

Professional summary

Nicklaus Parker Ashby is a registered financial advisor currently at HILL INVESTMENT GROUP located in Brentwood, Tennessee.

Nicklaus is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Nicklaus has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicklaus Parker Ashby's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 17, 2024 - Present

HILL INVESTMENT GROUP

Office #1: 5300 Maryland Way Suite 303, Brentwood, TN 37027
RIA
CRD#: 312052
Brentwood, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HI
HILL INVESTMENT GROUP
EMERALD SPECTRUM ADVISORY | LONGVIEW RESEARCH PARTNERS | HILLTOP FAMILY OFFICE | HILLFOLIO | HILL INVESTMENT GROUP PARTNERS, LLC | HILL INVESTMENT GROUP

CRD#: 312052 / SEC#: 801-120176

RIA
Registered Investment Advisory firm - (1/19/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Missouri
(7/17/2024)
IAR
Tennessee
(7/22/2024)
IAR
Texas
(7/17/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/3/2024
Uniform Investment Adviser Law Examination

Current Firm

HI
HILL INVESTMENT GROUP
EMERALD SPECTRUM ADVISORY | LONGVIEW RESEARCH PARTNERS | HILLTOP FAMILY OFFICE | HILLFOLIO | HILL INVESTMENT GROUP PARTNERS, LLC | HILL INVESTMENT GROUP

CRD#: 312052 / SEC#: 801-120176

RIA
Registered Investment Advisory firm - (1/19/2021 Approved)
PREMIUM
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Contact information

Main Address
190 Carondelet Plaza Suite 1475, St. Louis, MO 63105
Mailing Address
Phone number
(314) 448-4023
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (20 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

HILL INVESTMENT GROUP FORM ADV PART 2 BROCHURE_SEP 2025 (9/8/2025)

Regulatory assets under management

Total Number of Accounts1,499
AUM (Assets Under Management)$ 1,042,455,740

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HILL INVESTMENT GROUP

CRD#: 312052Brentwood, TN 37027

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