AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
YH

Yiho Huang

VANAHEIM SECURITIES
Chicago, IL 60605
Some features on this profile are disabled
CRD#: 7727093
YH

Professional summary


Yiho Huang, who also goes by Ian Huang, is a registered financial professional currently at VANAHEIM SECURITIES, LLC located in Chicago, Illinois.

Yiho is registered as a RR (Registered Representative) and started their career in finance in 2023. Yiho has worked at 2 firms and has passed the Series 63, Series 57TO, Series 7TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Ian Huang

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Yiho Huang's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 8, 2023 - Present

VANAHEIM SECURITIES, LLC

Office #1: 425 South Financial Place Ste. 3200, Chicago, IL 60605
BD
CRD#: 319095
Chicago, IL
Past

August 11, 2023 - October 2, 2023

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 9/1/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 12/8/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/11/2023
General Securities Representative Examination
General Industry/Product Exam
SRO Registrations
RR
Cboe Exchange, Inc.

Current Firm


VS
VANAHEIM SECURITIES, LLC
VANAHEIM SECURITIES, LLC

CRD#: 319095 / SEC#: , 8-70891

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
425 South Financial Place Ste. 3200, Chicago, IL 60605
Mailing Address
425 South Financial Place Ste. 3200, Chicago, IL 60605
Phone number
(312) 379-0200
Established
Illinois since 03/11/2016
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
VALKYRIE HOLDINGS, LLCMEMBER
MELLEE, CHRISTOPHER GEORGECHIEF EXECUTIVE OFFICER5617164
POSTON, CHERYL LYNNFINOP/CCO2358226

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


VANAHEIM SECURITIES, LLC

CRD#: 319095Chicago, IL 60605

TRUST BUT VERIFY

Monitor Yiho Huang

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Michael Walter Basile
Michael BasileAdvisorCheck Check Mark
COUNTRY CAPITAL MANAGEMENT COMPANY
RR
Chicago, IL
LP
Louis PasterAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Chicago, IL
JV
Jaime VillalobosAdvisorCheck Check Mark
WILLIAM BLAIR
IAR
RR
Chicago, IL
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics