DY
David Yaw
GLOBAL VIEW CAPITAL MANAGEMENT LLC
HOUSTON, TX
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CRD#: 7726107
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Professional summary
David Yaw, who also goes by David Christopher Yaw, is a registered financial advisor currently at GLOBAL VIEW CAPITAL MANAGEMENT LLC located in Houston, Texas.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. David has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Christopher Yaw
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[1] SKYSOONER PROPERTIES; NOT INVESTMENT RELATED; ADDRESS: 7234 GLENBANK WAY, HOUSTON, TX 77095; NATURE: CONSULTING-OIL AND REAL ESTATE; POSITION: PRESIDENT; STARTED: 02.02.2021; APPROX. ZERO HRS/MO; APPROX. ZERO HRS/MO DURING TRADING HOURS; RESPONSIBILITIES: NONE, CLOSING BUSINESS IN DECEMBER 2025. [2} PURPLE BUTTERFLY INC; NOT INVESTMENT RELATED; ADDRESS: 7234 GLENBANK WAY, HOUSTON, TX 77095; NATURE: SERVICE-DOG GROOMING; POSITION: PRESIDENT: STARTED: 11.29.2021; APPROX. ZERO HRS/MO; APPROX/ ZERO HRS/MO DURING TRADING HOURS; RESPONSIBILITIES: IN PROCESS OF CLOSING THIS BUSINESS IN 2025. [3] GLOBAL VIEW CAPITAL ADVISORS, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL MANAGEMENT, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: MARKETING FIRM FOR INSURANCE AND ADVISORY SERVICES; POSITION: INDEPENDENT CONTRACTOR; AFFILIATION DATE: 03.21.2025; APPROX. 140 ADVISORY HRS DURING TRADING HOURS; APPROX. 140 ADVISORY HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF GVCM ADVISORY SERVICES AND GVCI. GVCI HOURS LISTED SEPARTELY, IF APPLICABLE. [4] CARE ONE REAL ESTATE; NOT INVESTMENT RELATED'; ADDRESS: 131 MCKINNEY STREET, SUITE 207, FARMERSVILLE, TX 75442; NATURE: REAL ESTATE; POSITION: REAL ESTATE AGENT; STARTED: 03.10.2025; APPROX. 14 HRS/MO OUTSIDE TRADING HOURS; APPROX. 5 HRS/MO DURING TRADING HOURS; RESPONSIBILITIES: LOCATE RESIDENTIAL APARTMENTS FOR PEOPLE.
CRS (Client Relationship Summary) - RIA
Click below to view David Yaw's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2025 - Present
GLOBAL VIEW CAPITAL MANAGEMENT LLC
RIA
CRD#: 158292
HOUSTON, TX
Past
November 15, 2024 - April 22, 2025
THE INSTITUTE
RIA
CRD#: 127207
Houston, TX
Past
August 3, 2023 - November 21, 2024
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
HOUSTON, TX
Past
July 18, 2023 - November 21, 2024
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GV
GLOBAL VIEW CAPITAL MANAGEMENT LLC
GLOBAL CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292 / SEC#: 801-72887
RIA
Registered Investment Advisory firm - (12/8/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(3/21/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/18/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
GV
GLOBAL VIEW CAPITAL MANAGEMENT LLC
GLOBAL CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292 / SEC#: 801-72887
RIA
Registered Investment Advisory firm - (12/8/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188
Mailing Address
Phone number
(262) 650-1030
Established
Firm type
Fiscal year end
# of Employees
102
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,570 |
| AUM (Assets Under Management) | $ 707,976,833 |
Red Flags
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