David Yaw

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CRD#: 7726107

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Yaw, who also goes by David Christopher Yaw, was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 2023. David had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Aliases

David Christopher Yaw

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[1] SKYSOONER PROPERTIES; NOT INVESTMENT RELATED; ADDRESS: 7234 GLENBANK WAY, HOUSTON, TX 77095; NATURE: CONSULTING-OIL AND REAL ESTATE; POSITION: PRESIDENT; STARTED: 02.02.2021; APPROX. ZERO HRS/MO; APPROX. ZERO HRS/MO DURING TRADING HOURS; RESPONSIBILITIES: NONE, CLOSING BUSINESS IN DECEMBER 2025. [2} PURPLE BUTTERFLY INC; NOT INVESTMENT RELATED; ADDRESS: 7234 GLENBANK WAY, HOUSTON, TX 77095; NATURE: SERVICE-DOG GROOMING; POSITION: PRESIDENT: STARTED: 11.29.2021; APPROX. ZERO HRS/MO; APPROX/ ZERO HRS/MO DURING TRADING HOURS; RESPONSIBILITIES: IN PROCESS OF CLOSING THIS BUSINESS IN 2025. [3] GLOBAL VIEW CAPITAL ADVISORS, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL MANAGEMENT, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: MARKETING FIRM FOR INSURANCE AND ADVISORY SERVICES; POSITION: INDEPENDENT CONTRACTOR; AFFILIATION DATE: 03.21.2025; APPROX. 140 ADVISORY HRS DURING TRADING HOURS; APPROX. 140 ADVISORY HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF GVCM ADVISORY SERVICES AND GVCI. GVCI HOURS LISTED SEPARTELY, IF APPLICABLE. [5] APPLAUSE INC; NOT INVESTMENT RELATED; ADDRESS: 100 PENNSYLVANIA AVENUE, SUITE 400, FRAMINGHAM, MA 01701; NATURE: TECHNICAL-SOFTWARE TESTING; POSITION: DEDICATED TESTER; STARTED: 03.16.2026; APPROX. 60 HRS/MO DURING TRADING HOURS; APPROX. 25 HRS/MO OUTSIDE TRADING HOURS; RESPONSIBILITIES: PERFORM Q.A. TESTING ON WEB AND MOBILE APPLICATIONS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 21, 2025 - September 14, 2026

GLOBAL VIEW CAPITAL MANAGEMENT LLC

RIA

CRD#: 158292

HOUSTON, TX

Past

November 15, 2024 - April 22, 2025

THE INSTITUTE

RIA

CRD#: 127207

Houston, TX

Past

August 3, 2023 - November 21, 2024

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

HOUSTON, TX

Past

July 18, 2023 - November 21, 2024

PARK AVENUE SECURITIES LLC

CRD#: 46173

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GLOBAL VIEW CAPITAL MANAGEMENT LLC

CRD#: 158292 / SEC#: 801-72887

RIA

Registered Investment Advisory firm - (12/8/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

Series 66

Status Unavailable

Passed: 6/13/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Status Unavailable

Passed: 7/18/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 4/12/2023

Securities Industry Essentials Examination

Current Firm

GLOBAL VIEW CAPITAL MANAGEMENT LLC

CRD#: 158292 / SEC#: 801-72887

RIA

Registered Investment Advisory firm - (12/8/2011 Approved)

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Contact information

Main Address

N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188

Mailing Address

Phone number

(262) 650-1030

Established

Firm type

Fiscal year end

# of Employees

122

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GLOBAL VIEW CAPITAL MANAGEMENT PERSONALIZED ASSET MANAGEMENT WRAP FEE BROCHURE (8/17/2026)

GLOBAL VIEW CAPITAL MANAGEMENT DISCLOSURE BROCHURE (8/17/2026)

Regulatory assets under management

Total Number of Accounts	8,863
AUM (Assets Under Management)	$ 775,151,544

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David Yaw

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GLOBAL VIEW CAPITAL MANAGEMENT LLC

THE INSTITUTE

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

Primary Firm SEC Registration

GLOBAL VIEW CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Passed: 6/13/2023

Series 7TO

Passed: 7/18/2023

SIE

Passed: 4/12/2023

Current Firm

GLOBAL VIEW CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GLOBAL VIEW CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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