JW
James J. Wheeler
AEGIS WEALTH MANAGEMENT
Dallas, TX 75238
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CRD#: 7725578
JW
Professional summary
James Joseph Ross Wheeler is a registered financial advisor currently at AEGIS WEALTH MANAGEMENT, INC. located in Dallas, Texas.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. James has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Simplify Arms & Ammo LLC, 1835 Smooth Creek Rd. #A, Wakahachie, TX, Non investment related. Federally licensed firearms manufacturer. Co-owner. 10-14-2020 start date. 4 hours per month spent, 0 hours spent during trading hours. Duties - order fulfillment and customer acquisition. Simplify Enterprises, LLC d/b/a Simplify Wealth Partners, non investment related. 3148 Feathercrest Lane, Crandall, TX 75114. Licensed Insurance and Annuity Broker. CEO/Co-owner of Agency / Principal. 1/27/2020 start date. 40 hours per month spent, 10 hours spent during trading hours. Train and recruit agents, sale and service insurance related book of business, occasional consulting.
CRS (Client Relationship Summary) - RIA
Click below to view James Joseph Ross Wheeler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 8, 2023 - Present
AEGIS WEALTH MANAGEMENT, INC.
Office #1: 10935 Estate Lane Suite 102, Dallas, TX 75238RIA
CRD#: 301990
Dallas, TX
Past
April 12, 2023 - May 4, 2023
MARIPAU WEALTH MANAGEMENT LLC
RIA
CRD#: 311934
Crandall, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AEGIS WEALTH MANAGEMENT, INC.
AEGIS WEALTH MANAGEMENT | WILKINSON FINANCIAL | TRUMAN AND ASSOCIATES INC. | STRATEGIES FOR WEALTH MANAGEMENT LLC | STEWART WEALTH ADVISORS | SIMPLIFY ENTERPRISES LLC | PIER FINANCIAL GROUP | PHOENIX FINANCIAL GROUP LLC | OAKWAY FINANCIAL LLC | MINDIE MOLINA & INVESTMENTS & INSURANCE | CROWN HAVEN WEALTH MANAGEMENT LLC | AMERICAN LIBERTY FINANCIAL NETWORK | ALLEGIANT FINANCIAL SALES GROUP LLC | AEGIS WEALTH MANAGEMENT, INC.
CRD#: 301990 / SEC#: 801-117179
RIA
Registered Investment Advisory firm - (8/13/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(5/8/2023)
Current Firm
AW
AEGIS WEALTH MANAGEMENT, INC.
AEGIS WEALTH MANAGEMENT | WILKINSON FINANCIAL | TRUMAN AND ASSOCIATES INC. | STRATEGIES FOR WEALTH MANAGEMENT LLC | STEWART WEALTH ADVISORS | SIMPLIFY ENTERPRISES LLC | PIER FINANCIAL GROUP | PHOENIX FINANCIAL GROUP LLC | OAKWAY FINANCIAL LLC | MINDIE MOLINA & INVESTMENTS & INSURANCE | CROWN HAVEN WEALTH MANAGEMENT LLC | AMERICAN LIBERTY FINANCIAL NETWORK | ALLEGIANT FINANCIAL SALES GROUP LLC | AEGIS WEALTH MANAGEMENT, INC.
CRD#: 301990 / SEC#: 801-117179
RIA
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Contact information
Main Address
317 State Street, Guthrie Center, IA 50115
Mailing Address
Phone number
(833) 483-8383
Established
Firm type
Fiscal year end
# of Employees
31
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,538 |
| AUM (Assets Under Management) | $ 175,971,164 |
Red Flags
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