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MS

Mary Ann Sullivan

395 FINANCIAL PLANNING
MAMMOTH LAKES, CA
Some features on this profile are disabled
CRD#: 7724750
MS

Professional summary

Mary Ann Sullivan is a registered financial advisor currently at 395 FINANCIAL PLANNING located in Mammoth Lakes, California.

Mary Ann is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Mary Ann has worked at 2 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mary Ann Sullivan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 18, 2025 - Present

395 FINANCIAL PLANNING

RIA
CRD#: 335271
MAMMOTH LAKES, CA
Past

October 13, 2023 - April 30, 2025

SOUTH BAY FINANCIAL PARTNERS

RIA
CRD#: 175015
Mammoth Lakes, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(4/18/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/6/2023
Uniform Investment Adviser Law Examination

Current Firm

3F
395 FINANCIAL PLANNING
395 FINANCIAL PLANNING | 395 FINANCIAL PLANNING LLC

CRD#: 335271 / SEC#:

California
Registered Investment Advisory firm - (4/18/2025 Approved)
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Contact information

Main Address
Mammoth Lakes, CA
Mailing Address
Phone number
(760) 914-4961
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

395 FINANCIAL PLANNING

CRD#: 335271Mammoth Lakes, CA

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