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Michael D. O'keefe

VITAL CAPITAL
CLINTON, IA 52732
Some features on this profile are disabled
CRD#: 7723402
MO
Michael David O'keefeVITAL CAPITAL

Professional summary

Michael David O'keefe, who also goes by Michael O'keefe, Michael D Okeefe, is a registered financial advisor currently at VITAL CAPITAL LLC located in Clinton, Iowa.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Michael has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

Michael O'keefe | Michael D Okeefe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael David O'keefe's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 28, 2026 - Present

VITAL CAPITAL LLC

Office #1: 132 6th Avenue South, Clinton, IA 52732
RIA
CRD#: 318147
CLINTON, IA
Past

September 12, 2023 - August 4, 2025

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
SAVANNAH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Iowa
(6/28/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 10/19/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/11/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/20/2023
Securities Industry Essentials Examination

Current Firm

VC
VITAL CAPITAL LLC
THE LONERGAN GROUP, LLC DBA VITAL WEALTH | VITAL WEALTH | VITAL CAPITAL LLC

CRD#: 318147 / SEC#:

California
Registered Investment Advisory firm - (6/20/2022 Approved)
Florida
Registered Investment Advisory firm - (4/12/2024 Approved)
Illinois
Registered Investment Advisory firm - (3/8/2022 Approved)
Iowa
Registered Investment Advisory firm - (3/14/2022 Approved)
Pennsylvania
Registered Investment Advisory firm - (10/24/2022 Approved)
Texas
Registered Investment Advisory firm - (6/6/2022 Approved)
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Contact information

Main Address
132 6th Avenue South, Clinton, IA 52732
Mailing Address
Phone number
(563) 243-2300
Established
Firm type
Fiscal year end
# of Employees
3

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts320
AUM (Assets Under Management)$ 41,717,323

Red Flags

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Company Information

VITAL CAPITAL LLC

CRD#: 318147Clinton, IA 52732

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