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JK

James G. Keane

HMP CAPITAL
OAK BROOK, IL 60523
Some features on this profile are disabled
CRD#: 7722981
JK

Professional summary

James G. Keane, who also goes by James B Keane, is a registered financial professional currently at HMP CAPITAL, LLC located in Oak Brook, Illinois.

James is registered as a RR (Registered Representative) and started their career in finance in 2025. James has worked at 1 firm and has passed the Series 99TO, Series 82TO, Series 79TO, SIE and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

James B Keane

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James G. Keane's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 20, 2025 - Present

HMP CAPITAL, LLC

Office #1: 1211 W. 22nd Street, Oak Brook, IL 60523Office #2: 1211 W. 22nd Street, Suite 303, Oak Brook, IL 60523
BD
CRD#: 325528
OAK BROOK, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 2/20/2025
Operations Professional Examination
General Industry/Product Exam
RR
Series 82TO
Date: 12/23/2024
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 79TO
Date: 6/16/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/12/2023
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/24/2023
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

HC
HMP CAPITAL, LLC
HARNEY CAPITAL, LLC | HMP CAPITAL, LLC

CRD#: 325528 / SEC#: , 8-71088

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
1211 W. 22nd Street, Oak Brook, IL 60523
Mailing Address
1211 W. 22nd Street, Oak Brook, IL 60523
Phone number
(847) 691-2587
Established
Delaware since 02/17/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HMP CAPITAL HOLDINGS, LLCMEMBER
AMSBERRY, RICHARD FRANCISFINOP/PPO/PFO2917504
KEANE, JAMES G.MANAGER7722981
WELCHKO, ERIC MICHAELPRESIDENT/MANAGER/CCO6100005

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HMP CAPITAL, LLC

CRD#: 325528Oak Brook, IL 60523

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