William A. Miller

GUIDE ROCK CAPITAL MANAGEMENT

Omaha, NE 68102

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CRD#: 7722914

Professional summary

William Arthur Miller, who also goes by Will Miller, William Miller, is a registered financial advisor currently at GUIDE ROCK CAPITAL MANAGEMENT, INC. located in Omaha, Nebraska.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. William has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Will Miller | William Miller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Arthur Miller's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 21, 2025 - Present

GUIDE ROCK CAPITAL MANAGEMENT, INC.

Office #1: 1001 Gallup Drive, Omaha, NE 68102

RIA

CRD#: 149820

Omaha, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(3/21/2025)

IAR

Nebraska
(3/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/21/2025

Uniform Investment Adviser Law Examination

Current Firm

GUIDE ROCK CAPITAL MANAGEMENT, INC.

GALLUP FEDERAL CREDIT UNION | GUIDE ROCK CAPITAL MANAGEMENT, INC.

CRD#: 149820 / SEC#:

California

Registered Investment Advisory firm - (3/11/2019 Terminated)

District of Columbia

Registered Investment Advisory firm - (2/12/2014 Approved)

Illinois

Registered Investment Advisory firm - (6/19/2014 Approved)

Iowa

Registered Investment Advisory firm - (6/23/2014 Approved)

Nebraska

Registered Investment Advisory firm - (6/5/2009 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1001 Gallup Drive, Omaha, NE 68102

Mailing Address

Phone number

(402) 938-6700

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	167
AUM (Assets Under Management)	$ 29,364,877

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William A. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Arthur Miller's CRS (Customer Relationship Summary).

Certified licenses

Experience

GUIDE ROCK CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/21/2025

Current Firm

GUIDE ROCK CAPITAL MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GUIDE ROCK CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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