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CT

Christopher Lee Treadwell

EMPOWER ADVISORY GROUP

Senoia, GA

·CRD# 7721585·3 years experience

Professional Summary

Christopher Lee Treadwell, who also goes by Chris Treadwell, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Senoia, Georgia and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado. Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Christopher has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Treadwell

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

3 years in the financial services industry

Current & Past Employments

EMPOWER ADVISORY GROUP, LLC·CRD# 112058

RIA

Senoia, GA

May 19, 2026 - Present

EMPOWER FINANCIAL SERVICES, INC.·CRD# 13109

BD

8515 E Orchard Road, Greenwood Village, CO 80111

May 18, 2026 - Present

SOUND INCOME STRATEGIES, LLC·CRD# 173272

RIA

Watkinsville, GA

January 2, 2026 - February 25, 2026

EDWARD JONES·CRD# 250

RIA

Senoia, GA

November 22, 2023 - December 2, 2025

EDWARD JONES·CRD# 250

BD

Senoia, GA

August 9, 2023 - December 2, 2025

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Current Firm

EA

EMPOWER ADVISORY GROUP, LLC

ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA

Registered Investment Advisory firm - SEC (11/22/2000 Approved)

Contact Information

Main Address

8515 East Orchard Rd 4t2, Greenwood Village, CO 80111

Phone Number

(866) 575-4977

# of Employees

8,051

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

EMPOWER ADVISORY GROUP - ONLINE ADVICE & PROFESSIONAL MANAGEMENT PROGRAM (5/15/2026)

EMPOWER ADVISORY GROUP WRAP FEE PROGRAM BROCHURE FOR EMPOWER MANAGED PORTFOLIOS (5/15/2026)

EMPOWER ADVISORY GROUP FINANCIAL PLANNING SERVICE (5/15/2026)

EMPOWER ADVISORY GROUP PERSONAL STRATEGY(R) WRAP FEE PROGRAM (5/15/2026)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE FOR EMPOWER PREMIER IRA (5/15/2026)

EMPOWER PREMIER INVESTMENT ACCOUNT (5/15/2026)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE/MY TOTAL RETIREMENT (5/15/2026)

Regulatory Assets Under Management

Total Number of Accounts

297,074

AUM (Assets Under Management)

$195,426,321,479

Accountant Surprise Examination Report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/26/2026	Cover Page	Report
03/28/2025	Cover Page	Report
11/21/2023	Cover Page	Report

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Stearns Retirement Group, LLC - Fixed Insurance Sales - 12/2025 - present - Investment related - Sales of fixed annuities, fixed insurance, and life insurance - 1047 Summit Grove Drive, Suite 305, Watkinsville, GA 30677. This will encompass approximately 50% of business hours. 2. Stearns Retirement Group, LLC - Client Acquisition Advisor - 12/2025 - present - Investment Related- Recruiting of clients for investment advisory services - 1047 Summit Grove Drive, Suite 305, Watkinsville, GA 30677. This will encompass approximately 50% of business hours. 3. Retirement Income Source, LLC DBA - 12/2025 - present - Investment Related - 1047 Summit Grove Drive, Suite 305, Watkinsville, GA 30677. The Retirement Income Source is used to market to prospective clients for Investment Advisory and Fixed Insurance services. This will not encompass any business hours.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EA

EMPOWER ADVISORY GROUP, LLC

ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA

Registered Investment Advisory firm - SEC (11/22/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(5/18/2026)

RR

Alaska
(5/18/2026)

RR

Arizona
(5/18/2026)

RR

Arkansas
(5/18/2026)

RR

California
(5/18/2026)

RR

Connecticut
(5/18/2026)

RR

Delaware
(5/18/2026)

RR

Georgia
(5/18/2026)

IAR

Georgia
(5/19/2026)

RR

Hawaii
(5/18/2026)

RR

Idaho
(5/18/2026)

RR

Illinois
(5/18/2026)

RR

Indiana
(5/18/2026)

RR

Iowa
(5/18/2026)

RR

Kansas
(5/18/2026)

RR

Kentucky
(5/18/2026)

RR

Maine
(5/18/2026)

RR

Massachusetts
(5/18/2026)

RR

Michigan
(5/18/2026)

RR

Minnesota
(5/18/2026)

RR

Mississippi
(5/18/2026)

RR

Missouri
(5/18/2026)

RR

Montana
(5/18/2026)

RR

Nebraska
(5/18/2026)

RR

Nevada
(5/18/2026)

RR

New Hampshire
(5/18/2026)

RR

New Jersey
(5/18/2026)

RR

New Mexico
(5/18/2026)

RR

New York
(5/18/2026)

RR

North Carolina
(5/18/2026)

RR

North Dakota
(5/18/2026)

RR

Oklahoma
(5/18/2026)

RR

Oregon
(5/18/2026)

RR

Pennsylvania
(5/18/2026)

RR

Rhode Island
(5/18/2026)

RR

South Carolina
(5/18/2026)

RR

South Dakota
(5/18/2026)

RR

Tennessee
(5/18/2026)

RR

Texas
(5/18/2026)

RR

Utah
(5/18/2026)

RR

Vermont
(5/18/2026)

RR

Virginia
(5/18/2026)

RR

Washington
(5/18/2026)

RR

West Virginia
(5/18/2026)

RR

Wisconsin
(5/18/2026)

RR

Wyoming
(5/18/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2023About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Aug 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jun 2023About the SIE exam

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Christopher Lee Treadwell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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CT

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