SM
Shabrish Menon
FINOMENON INVESTMENTS LLC
KIRKLAND, WA
Some features on this profile are disabled
CRD#: 7721358
SM
Professional summary
Shabrish Menon is a registered financial advisor currently at FINOMENON INVESTMENTS LLC located in Kirkland, Washington.
Shabrish is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Shabrish has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Panum Capital; Investment Related; 347 Pariwar Passion, Tejaswini Nagar Phase 2, Bannerghatta Road. Bangalore, 560076.India; Panum Capital is a registered business in India and serves as a private family office of Shabrish Menon; Chief Investment Officer; 05/02/2021; 2 hours per week; 0 hours during trading hours; Mr. Menon sets the investment framework for his family and builds a diversified portfolio of assets. He spend 2 hours weekly researching new opportunities for investment allocation and monitoring personal portfolios. Voice of Planet; non-investment related; the organization is dedicated to empower small businesses with resources, mentorship and support. We deliver this through various events that facilitate discussions, networking and referrals for Small Business Owners; Fundraising Chair; 04/01/2024; 2 hours per week; 0 hours during trading hours; As a Fundraising Chair, Mr. Menon is responsible to engage and cultivate donor relationships with individuals and organizations who lean towards their cause (Small Business) and raise donations for the non profit. Shabrish Menon is currently the Founder and Fundraising Chair for Thrivehub Foundation. This activity does not take place during trading hours. Clients of FI are not involved in, nor are they solicited to participate in this outside business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Shabrish Menon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 14, 2024 - Present
FINOMENON INVESTMENTS LLC
RIA
CRD#: 330907
KIRKLAND, WA
Past
September 11, 2023 - January 29, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Bellevue, WA
Past
August 11, 2023 - January 29, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Bellevue, WA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Washington(8/14/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/11/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
FI
FINOMENON INVESTMENTS LLC
FINOMENON INVESTMENTS | FINOMENON INVESTMENTS LLC
CRD#: 330907 / SEC#:
Washington
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Contact information
Main Address
Kirkland, WA
Mailing Address
Phone number
(425) 625-9832
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 14 |
| AUM (Assets Under Management) | $ 784,711 |
Red Flags
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