KX
Kai Xiong
TARBOX FAMILY OFFICE
Newport Beach, CA 92660
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CRD#: 7720813
KX
Professional summary
Kai Xiong is a registered financial advisor currently at TARBOX FAMILY OFFICE, INC. located in Newport Beach, California.
Kai is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Kai has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Kai Xiong's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 10, 2023 - Present
TARBOX FAMILY OFFICE, INC.
Office #1: 500 Newport Center Drive Ste 500, Newport Beach, CA 92660RIA
CRD#: 106079
Newport Beach, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TARBOX FAMILY OFFICE, INC.
TARBOX EQUITY INC | THE TARBOX GROUP, INC. | TARBOX FAMILY OFFICE, INC.
CRD#: 106079 / SEC#: 801-27225
RIA
Registered Investment Advisory firm - (6/16/1986 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(4/10/2023)
Exams
Current Firm
TF
TARBOX FAMILY OFFICE, INC.
TARBOX EQUITY INC | THE TARBOX GROUP, INC. | TARBOX FAMILY OFFICE, INC.
CRD#: 106079 / SEC#: 801-27225
RIA
Registered Investment Advisory firm - (6/16/1986 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
500 Newport Center Drive Ste 500, Newport Beach, CA 92660
Mailing Address
Phone number
(949) 721-2330
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 862 |
| AUM (Assets Under Management) | $ 967,175,642 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/26/2025 | ||
| 07/29/2024 | ||
| 02/21/2024 | ||
| 12/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
