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AW

Asher B. Werthan

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CRD#: 7720353
AW

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Asher Bright Werthan was a registered financial professional .

Asher is a previously registered financial professional and started their career in finance in 2023. Asher had worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Estes Capital, LLC Investment related (real estate investment adviser/consultant) 2455 S. Garfield Street, Denver, Colorado 80210 Company serves as the owner's representative for a single real estate investment Position: Managing Partner/Owner Start Date: 01/01/2021 4 to 8 hours per month No hours devoted during securities trading hours Duties include overseeing the lease, financing and asset management of a newly constructed office building

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CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

July 11, 2023 - February 28, 2025

CONTINUUM INVESTMENT ADVISORS, LLC

RIA
CRD#: 286444
DENVER, CO

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 7/11/2023
Uniform Investment Adviser Law Examination

Current Firm


CI
CONTINUUM INVESTMENT ADVISORS, LLC
CONTINUUM INVESTMENT ADVISORS, LLC

CRD#: 286444 / SEC#:

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Contact information


Main Address
1881 16th Street Suite 500, Denver, CO 80202
Mailing Address
Phone number
(303) 573-0050
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CONTINUUM INVESTMENT ADVISORS, LLC

CRD#: 286444

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