JK
Jake A. Keys
APPALACHES CAPITAL
Mount Washington, KY
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CRD#: 7719089
JK
Professional summary
Jake Anthony Keys is a registered financial advisor currently at APPALACHES CAPITAL, LLC located in Mount Washington, Kentucky.
Jake is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Jake has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jake Anthony Keys's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 11, 2023 - Present
APPALACHES CAPITAL, LLC
RIA
CRD#: 325787
Mount Washington, KY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kentucky(9/11/2023)
Current Firm
AC
APPALACHES CAPITAL, LLC
APPALACHES CAPITAL, LLC
CRD#: 325787 / SEC#:
Kentucky
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Contact information
Main Address
Lexington, KY
Mailing Address
Phone number
(502) 398-9838
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 760,957 |
Red Flags
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