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AS

Aaron P. Stremt

FGC SECURITIES
NEW YORK, NY 10006
Some features on this profile are disabled
CRD#: 7718979
AS

Professional summary

Aaron Paul Stremt, who also goes by Aaron Stremt, is a registered financial professional currently at FGC SECURITIES, LLC located in New York, New York.

Aaron is registered as a RR (Registered Representative) and started their career in finance in 2023. Aaron has worked at 3 firms and has passed the Series 63, Series 57TO, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Aaron Stremt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Aaron Paul Stremt's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 22, 2026 - Present

FGC SECURITIES, LLC

Office #1: 107 Greenwich St 14th Fl, New York, NY, 10006
BD
CRD#: 158399
NEW YORK, NY
Past

March 28, 2024 - May 15, 2026

MAREX CAPITAL MARKETS INC.

BD
CRD#: 161014
NEW YORK, NY
Past

June 5, 2023 - April 4, 2024

OTCEX, LLC

BD
CRD#: 165046
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(5/22/2026)
RR
Illinois
(5/22/2026)
RR
Massachusetts
(5/22/2026)
RR
New Jersey
(5/22/2026)
RR
New York
(5/22/2026)
RR
Pennsylvania
(5/22/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 6/3/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 5/6/2024
Securities Trader Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/2/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/19/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

FS
FGC SECURITIES, LLC
FGC SECURITIES, LLC

CRD#: 158399 / SEC#: , 8-68897

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
107 Greenwich St 14th Fl, New York, NY, 10006
Mailing Address
107 Greenwich St 14th Fl, New York, NY, 10006
Phone number
(212) 931-0746
Established
Delaware since 06/08/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
FGC HOLDINGS, LLCMEMBER
FOLEY, JOHN LAURENCECEO5382067
OKEEFE, TRACIE ERINFINOP5924814
SUTTON, SARAH JEANCCO4151257

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FGC SECURITIES, LLC

CRD#: 158399New York, NY 10006

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