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Antonio Bohol Estopin Jr

ALLIANCE-ONE INVESTMENTS
Tulsa, OK
·CRD# 7717543·3 years experience

Professional Summary

Antonio Bohol Estopin JR, who also goes by Antonio Jr Bohol Estopin, Antonio Bohol Estopin Jr., Antonio Bohol Estopin, is a registered financial advisor currently at ALLIANCE-ONE INVESTMENTS, LLC located in Tulsa, Oklahoma. Antonio is registered as a RR (Registered Representative) and started their career in finance in 2023. Antonio has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Antonio Jr Bohol Estopin, Antonio Bohol Estopin Jr., Antonio Bohol Estopin

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

3 years in the financial services industry

Current & Past Employments

ALLIANCE-ONE INVESTMENTS, LLC·CRD# 286025
BD
4000 N Mingo Rd, Tulsa, OK 74116
September 4, 2024 - Present
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Cebu City, Cebu
June 21, 2023 - May 12, 2024

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Current Firm

AI
ALLIANCE-ONE INVESTMENTS, LLC

ALLIANCE-ONE INVESTMENTS, LLC

CRD#: 286025 / SEC#: 8-69868
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Contact Information

Main Address

4000 N Mingo Rd, Tulsa, OK 74116

Mailing Address

4000 N Mingo Rd, Tulsa, OK 74116

Phone Number

(918) 281-1820

Established

Delaware since 10/20/2016

Firm Type

Limited Liability Company

Fiscal Year End

March

Firm Size

Medium

Documents

Direct owners and executive officers

NamePositionCRD#
ALLIANCE-ONE HOLDINGS, LLCSOLE MEMBER—
ARBO, WILLIAM CHARLESPRESIDENT/ CEO / CFO1773016
TOOMEY, JAY ALANCHIEF COMPLIANCE OFFICER2514959

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2023About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jun 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed May 2023About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Antonio Bohol Estopin JR's CRS (Customer Relationship Summary).

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