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Grant Michael Amann

WELLS FARGO SECURITIES
CHICAGO, IL
·CRD# 7717262·3 years experience

Professional Summary

Grant Michael Amann, who also goes by Grant Michael Amann, Grant Amann, is a registered financial advisor currently at WELLS FARGO SECURITIES, LLC located in Chicago, Illinois. Grant is registered as a RR (Registered Representative) and started their career in finance in 2024. Grant has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Grant Michael Amann, Grant Amann

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

3 years in the financial services industry

Current & Past Employments

WELLS FARGO SECURITIES, LLC·CRD# 126292
BD
10 South Wacker Drive, Chicago, IL 60606
October 19, 2026 - Present
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Chicago, IL
February 6, 2025 - September 28, 2026
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Chicago, IL
October 23, 2024 - September 28, 2026

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Current Firm

WF
WELLS FARGO SECURITIES, LLC

WACHOVIA CAPITAL MARKETS, LLC | WELLS FARGO SECURITIES, LLC | WELLS FARGO SECURITIES | WELLS FARGO CORPORATE AND/& INVESTMENT BANKING | WACHOVIA CORPORATE & INVESTMENT BANKING, LLC

CRD#: 126292 / SEC#: 8-65876
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

550 South Tryon Street 6th Floor D1086-060, Charlotte, NC, 28202

Mailing Address

1 N Jefferson Ave H0004-05g, St. Louis, MO 63103

Phone Number

(314) 875-3000

Established

Delaware since 03/05/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
EVEREN CAPITAL CORPORATIONPARENT—
CHESTER, KARA MCSHANEDIRECTOR/MANAGER2679854
CONNOR, TIMOTHY MICHAELPRINCIPAL FINANCIAL OFFICER8157713
MACCHIO, PETERCHIEF COMPLIANCE OFFICER / DESIGNATED TEXAS OFFICER / DIRECTOR/MANAGER2124187
OHARA, TIMOTHY PATRICKDIRECTOR/MANAGER2095368
RILEY, MICHAEL FRANCISDIRECTOR/MANAGER4165280
RIVAS, FERNANDO SCHAIR / CEO / PRESIDENT / DIRECTOR/MANAGER4803269
SMITH, DANIEL DCHIEF OPERATIONS OFFICER5500659
SULIMIRSKI, EDWARDDIRECTOR/MANAGER/CONTROL PRINCIPAL2287347
THOMAS, DANIEL JEROME JRDIRECTOR/MANAGER—

Disclosures

Regulatory Event

161

Civil Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(10/19/2026)
RR
Alaska
(10/19/2026)
RR
Arizona
(10/19/2026)
RR
Arkansas
(10/19/2026)
RR
California
(10/19/2026)
RR
Colorado
(10/19/2026)
RR
Connecticut
(10/19/2026)
RR
Delaware
(10/19/2026)
RR
District of Columbia
(10/19/2026)
RR
Florida
(10/19/2026)
RR
Georgia
(10/19/2026)
RR
Hawaii
(10/19/2026)
RR
Idaho
(10/19/2026)
RR
Illinois
(10/19/2026)
RR
Indiana
(10/19/2026)
RR
Iowa
(10/19/2026)
RR
Kansas
(10/19/2026)
RR
Kentucky
(10/19/2026)
RR
Louisiana
(10/19/2026)
RR
Maine
(10/19/2026)
RR
Maryland
(10/19/2026)
RR
Massachusetts
(10/19/2026)
RR
Michigan
(10/19/2026)
RR
Minnesota
(10/19/2026)
RR
Mississippi
(10/19/2026)
RR
Missouri
(10/19/2026)
RR
Montana
(10/19/2026)
RR
Nebraska
(10/19/2026)
RR
Nevada
(10/19/2026)
RR
New Hampshire
(10/19/2026)
RR
New Jersey
(10/19/2026)
RR
New Mexico
(10/19/2026)
RR
New York
(10/19/2026)
RR
North Carolina
(10/19/2026)
RR
North Dakota
(10/19/2026)
RR
Ohio
(10/19/2026)
RR
Oklahoma
(10/19/2026)
RR
Oregon
(10/19/2026)
RR
Pennsylvania
(10/19/2026)
RR
Puerto Rico
(10/19/2026)
RR
Rhode Island
(10/19/2026)
RR
South Carolina
(10/19/2026)
RR
South Dakota
(10/19/2026)
RR
Tennessee
(10/19/2026)
RR
Texas
(10/19/2026)
RR
Utah
(10/19/2026)
RR
Vermont
(10/19/2026)
RR
Virgin Islands
(10/19/2026)
RR
Virginia
(10/19/2026)
RR
Washington
(10/19/2026)
RR
West Virginia
(10/19/2026)
RR
Wisconsin
(10/19/2026)
RR
Wyoming
(10/19/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Feb 2025About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Oct 2024About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Mar 2023About the SIE exam
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SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Grant Michael Amann's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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