Kassia L. Jezak

C.W. O'CONNER WEALTH ADVISORS

Duluth, GA 30096

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CRD#: 7716976

Professional summary

Kassia Lynn Jezak, who also goes by Kassie Lynn Jezak, is a registered financial advisor currently at C.W. O'CONNER WEALTH ADVISORS, INC. located in Duluth, Georgia.

Kassia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Kassia has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kassie Lynn Jezak

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kassia Lynn Jezak's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 16, 2025 - Present

C.W. O'CONNER WEALTH ADVISORS, INC.

Office #1: 3175 Satellite Boulevard Suite 110, Duluth, GA 30096

RIA

CRD#: 125646

Duluth, GA

Past

July 28, 2023 - August 26, 2024

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

ALPHARETTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

C.W. O'CONNER WEALTH ADVISORS, INC.

C.W. O'CONNER & ASSOCIATES, INC. | CLIFFORD W. O'CONNER | C.W. O'CONNER WEALTH ADVISORS, INC.

CRD#: 125646 / SEC#: 801-66146

RIA

Registered Investment Advisory firm - (8/28/2006 Approved)

Georgia

Registered Investment Advisory firm - (1/11/2011 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(3/3/2025)

IAR

South Carolina
(2/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/1/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/27/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/16/2023

Securities Industry Essentials Examination

Current Firm

C.W. O'CONNER WEALTH ADVISORS, INC.

C.W. O'CONNER & ASSOCIATES, INC. | CLIFFORD W. O'CONNER | C.W. O'CONNER WEALTH ADVISORS, INC.

CRD#: 125646 / SEC#: 801-66146

RIA

Registered Investment Advisory firm - (8/28/2006 Approved)

Georgia

Registered Investment Advisory firm - (1/11/2011 Terminated)

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Contact information

Main Address

3175 Satellite Boulevard Suite 110, Duluth, GA 30096

Mailing Address

Phone number

(770) 368-9919

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

C.W. O'CONNER WEALTH ADVISORS, INC. DISCLOSURE BROCHURE (3/17/2025)

Regulatory assets under management

Total Number of Accounts	451
AUM (Assets Under Management)	$ 233,373,139

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/19/2024	Cover Page	Report
10/20/2023	Cover Page	Report
11/23/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kassia L. Jezak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kassia Lynn Jezak's CRS (Customer Relationship Summary).

Certified licenses

Experience

C.W. O'CONNER WEALTH ADVISORS, INC.

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

C.W. O'CONNER WEALTH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/1/2023

Series 7TO

Date: 7/27/2023

SIE

Date: 5/16/2023

Current Firm

C.W. O'CONNER WEALTH ADVISORS, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

C.W. O'CONNER WEALTH ADVISORS, INC.

TRUST BUT VERIFY

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