Shayne R. Gagnon
Professional summary
Shayne Roger Gagnon is a registered financial professional currently at PHILPOTT BALL & WERNER, LLC located in Salem, New Hampshire.
Shayne is registered as a RR (Registered Representative) and started their career in finance in 2023. Shayne has worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Shayne Roger Gagnon's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 6, 2024 - Present
PHILPOTT BALL & WERNER, LLC
Office #1: 23 Keewaydin Drive Ste. 202, Salem, NH 03079October 24, 2023 - April 19, 2024
PCE INVESTMENT BANKERS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/6/2024)
(6/6/2024)
(6/6/2024)
(6/6/2024)
Exams
Series 79TO
Date: 10/23/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
PHILPOTT BALL & WERNER, LLC
CRD#: 156364 / SEC#: , 8-68785
Contact information
FINRA licenses (12 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PHILPOTT BALL & WERNER, INC. | MANAGING MEMBER | |
| BERRY, NICHOLAS WAYNE | MANAGER | |
| VITTOR, GREG TODD | CFO/ FINOP | 1864219 |
| WERNER, EDWARD L | CEO/ CCO/ MANAGER |
Red Flags
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