RD
Renee C. De Haan
W&S BROKERAGE SERVICES
GRAND RAPIDS, MI 49546-7049
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CRD#: 7716645
RD
Renee Charlene De HaanW&S BROKERAGE SERVICES
Professional summary
Renee Charlene De Haan, who also goes by Renee C De Haan, Renee De Haan, Renee Charlene Dehaan, Renee Griffey, is a registered financial advisor currently at W&S BROKERAGE SERVICES, INC. located in Grand Rapids, Michigan.
Renee is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Renee has worked at 4 firms and has passed the Series 66, Series 6TO, Series 7TO and SIE exams.
Aliases
Renee C De Haan | Renee De Haan | Renee Charlene Dehaan | Renee Griffey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Western Southern Life - No - (Grand Rapids, MI)- Full Times Sales Agent
CRS (Client Relationship Summary) - RIA
Click below to view Renee Charlene De Haan's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Renee Charlene De Haan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 12, 2026 - Present
W&S BROKERAGE SERVICES, INC.
Office #1: 2900 Charlevoix Dr Se Ste 330, Grand Rapids, MI 49546-7049RIA
BD
CRD#: 8099
GRAND RAPIDS, MI
Current
August 12, 2026 - Present
W&S BROKERAGE SERVICES, INC.
Office #1: 2900 Charlevoix Dr Se Ste 330, Grand Rapids, MI 49546-7049RIA
BD
CRD#: 8099
GRAND RAPIDS, MI
Past
January 22, 2025 - June 10, 2026
NYLIFE SECURITIES LLC
BD
CRD#: 5167
GRAND RAPIDS, MI
Past
April 25, 2024 - January 7, 2025
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
Grand Rapids, MI
Past
April 25, 2024 - January 7, 2025
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
Grand Rapids, MI
Past
July 20, 2023 - May 1, 2024
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
GRAND RAPIDS, MI
Past
July 13, 2023 - May 1, 2024
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
GRAND RAPIDS, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
W&S BROKERAGE SERVICES, INC.
COUNTRYWIDE INVESTMENTS, INC. | W&S BROKERAGE SERVICES, INC. | ROBERT H. LESHNER & CO., INC. | FT. WASHINGTON BROKERAGE SERVICES, INC. | FORT WASHINGTON BROKERAGE SERVICES, INC.
CRD#: 8099 / SEC#: 801-113946, 8-24674
RIA
Registered Investment Advisory firm - SEC (9/6/2018 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Michigan(8/12/2026)
IAR
Michigan(8/12/2026)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 4/25/2024
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 7/13/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
W&S BROKERAGE SERVICES, INC.
COUNTRYWIDE INVESTMENTS, INC. | W&S BROKERAGE SERVICES, INC. | ROBERT H. LESHNER & CO., INC. | FT. WASHINGTON BROKERAGE SERVICES, INC. | FORT WASHINGTON BROKERAGE SERVICES, INC.
CRD#: 8099 / SEC#: 801-113946, 8-24674
RIA
Registered Investment Advisory firm - SEC (9/6/2018 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
400 Broadway, Cincinnati, OH 45202
Mailing Address
400 Broadway Ms-03, Cincinnati, OH 45202
Phone number
(513) 629-1055
Established
Ohio since 05/21/1974
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
95
SEC notice filing (33 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WESTERN AND SOUTHERN LIFE ASSURANCE COMPANY | OWNER | |
| BRODIE, TROY DALE | PRESIDENT | 1924559 |
| DELUCA, JAMES JOSEPH | VP, MARKETING | 5420948 |
| HERRON, SARAH SPARKS | CORPORATE SECRETARY | 6905684 |
| JOHNSON, JAY VINCENT | TREASURER | 6607547 |
| LOVELESS, MATTHEW WILLIAM | VP, AGENCY STRATEGY, TRAINING & TALENT ACQUISITION | 5657647 |
| LUEBBE, GREGORY MICHAEL | ASSISTANT VICE PRESIDENT | 2924719 |
| MCGRUDER, JILL TRIPP | DIRECTOR | 1221720 |
| MOURNE, DOUGLAS EDWARD | AVP, BROKERAGE OPERATIONS | 2999021 |
| NIEMEYER, JONATHAN DAVID | DIRECTOR | 5863603 |
| SCOTT, SHAWN MICHAEL | CHIEF COMPLIANCE OFFICER | 4673623 |
| STEARNS, TIMOTHY STEVEN | VP, COMPLIANCE OFFICER | 1327230 |
| WIEDENHEFT, TERRIE ANN | SENIOR VICE PRESIDENT AND CFO | 2619213 |
| WITTMAN, SCOTT JOSEPH | VP TAX | 7679752 |
| WUEBBLING, DONALD JOSEPH | DIRECTOR | 473438 |
Regulatory assets under management
| Total Number of Accounts | 655 |
| AUM (Assets Under Management) | $ 175,814,665 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
W&S BROKERAGE SERVICES, INC.
CRD#: 8099Grand Rapids, MI 49546-7049TRUST BUT VERIFY
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