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Dave G. Dookie
WCA ADVISORS
Miami, FL 33131
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CRD#: 7714064
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Professional summary
Dave Ganesh Dookie is a registered financial advisor currently at WCA ADVISORS, LLC located in Miami, Florida.
Dave is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Dave has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Registered as Registered Representative of a Broker-Dealer, Waterloo Capital Advisors Limited based in Trinidad and Tobago. I hold the position as Managing Director. The firm, Waterloo Capital Advisors Limited is registered as Broker-Dealer with the Trinidad and Tobago Securities and Exchange Commission (TTSEC).
CRS (Client Relationship Summary) - RIA
Click below to view Dave Ganesh Dookie's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 18, 2023 - Present
WCA ADVISORS, LLC
Office #1: 1221 Brickell Avenue Suite 900, Miami, FL 33131RIA
CRD#: 325342
Miami, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(7/18/2023)
Current Firm
WA
WCA ADVISORS, LLC
WATERLOO CAPITAL ADVISORS, LLC | WCA ADVISORS, LLC
CRD#: 325342 / SEC#:
Florida
Registered Investment Advisory firm - (7/18/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1221 Brickell Avenue Suite 900, Miami, FL 33131
Mailing Address
Phone number
(305) 432-8337
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 113,000 |
Red Flags
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Company Information
WCA ADVISORS, LLC
CRD#: 325342Miami, FL 33131TRUST BUT VERIFY
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