Daniel J. Arbogast

ARBOGAST FINANCIAL ADVISORS

Melbourne, FL 32901

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CRD#: 7712977

Professional summary

Daniel James Arbogast is a registered financial advisor currently at ARBOGAST FINANCIAL ADVISORS, LLC located in Melbourne, Florida.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Daniel has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel James Arbogast's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 27, 2023 - Present

ARBOGAST FINANCIAL ADVISORS, LLC

Office #1: 108 West New Haven Avenue, Melbourne, FL 32901

RIA

CRD#: 141562

Melbourne, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/27/2023)

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Exams

State Security Law Exam

IAR

Series 65

Date: 2/6/2023

Uniform Investment Adviser Law Examination

Current Firm

ARBOGAST FINANCIAL ADVISORS, LLC

ARBOGAST FINANCIAL ADVISORS, INC. | MICHAEL ARBOGAST, CPA, PA | ARBOGAST FINANCIAL ADVISORS, LLC

CRD#: 141562 / SEC#:

Florida

Registered Investment Advisory firm - (4/15/1997 Approved)

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Contact information

Main Address

108 West New Haven Avenue, Melbourne, FL 32901

Mailing Address

Phone number

(321) 723-5480

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	132
AUM (Assets Under Management)	$ 48,067,011

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel J. Arbogast

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel James Arbogast's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARBOGAST FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/6/2023

Current Firm

ARBOGAST FINANCIAL ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ARBOGAST FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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