Michael G. Smith

SMITH, MICHAEL, GLEN

McKinney, TX

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CRD#: 7712825

Professional summary

Michael Glen Smith, who also goes by Michael Smith, is a registered financial advisor currently at SMITH, MICHAEL, GLEN located in Mckinney, Texas.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Michael has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Sole Proprietor

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Glen Smith's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 6, 2024 - Present

SMITH, MICHAEL, GLEN

RIA

CRD#: 329881

McKinney, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/20/2024

Uniform Investment Adviser Law Examination

Current Firm

SMITH, MICHAEL, GLEN

SMITH, MICHAEL G | SMITH, MICHAEL, GLEN

CRD#: 329881 / SEC#:

Texas

Registered Investment Advisory firm - (2/29/2024 Approved)

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Contact information

Main Address

Mckinney, TX

Mailing Address

Phone number

(254) 493-0394

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael G. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Glen Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

SMITH, MICHAEL, GLEN

State Registrations and Notice Filings

Exams

Series 65

Date: 1/20/2024

Current Firm

SMITH, MICHAEL, GLEN

Contact information

Documents

Red Flags

Company Information

SMITH, MICHAEL, GLEN

TRUST BUT VERIFY

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