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CI

Chana C. Immerman

AVIOR CAPITAL MARKETS US
NEW YORK, NY 10111
Some features on this profile are disabled
CRD#: 7712735
CI

Professional summary


Chana Chava Charissa Immerman, who also goes by Chavi Immerman, is a registered financial professional currently at AVIOR CAPITAL MARKETS US, LLC located in New York, New York.

Chana is registered as a RR (Registered Representative) and started their career in finance in 2024. Chana has worked at 1 firm and has passed the Series 7TO, SIE and Series 14 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Chavi Immerman

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Chana Chava Charissa Immerman's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 18, 2024 - Present

AVIOR CAPITAL MARKETS US, LLC

Office #1: 630 Fifth Avenue 45 Rockefeller Plaza Suite 2335, New York, NY 10111
RIA
BD
CRD#: 172595
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 7TO
Date: 4/21/2025
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 5/12/2023
Compliance Officer Examination
SRO Registrations
RR
FINRA

Current Firm


AC
AVIOR CAPITAL MARKETS US, LLC
AVIOR CAPITAL MARKETS (PROPRIETARY) LIMITED | AVIOR CAPITAL MARKETS US, LLC | AVIOR CAPITAL MARKETS (PTY) LTD

CRD#: 172595 / SEC#: , 8-69513

Florida
Registered Investment Advisory firm - SEC (3/4/2025 Approved)
New York
Registered Investment Advisory firm - SEC (12/6/2024 Approved)
Texas
Registered Investment Advisory firm - SEC (8/5/2024 Conditional Restricted)
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
630 Fifth Avenue Suite 2335, New York, NY 10111
Mailing Address
630 Fifth Avenue 45 Rockefeller Plaza Suite 2335, New York, NY 10111
Phone number
(347) 735-9908
Established
New York since 02/05/2019
Firm type
Limited Liability Company
Fiscal year end
April
Firm Size
Small
# of Employees
6

FINRA licenses (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
AVIOR CAPITAL MARKETS INTERNATIONAL LIMITEDOWNER PARENT COMPANY
KOUTROMANOS, PETERCHIEF EXECUTIVE OFFICER , CHIEF COMPLIANCE OFFICER3257791
KRASE, JOHN LREGISTERED PRINCIPAL4278992
MATTISON, KEVIN STIRLINGMANAGING DIRECTOR3276680
O'LINSKY, MALAN D.CFO, PFO POO, FINOP7329175

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


AVIOR CAPITAL MARKETS US, LLC

CRD#: 172595New York, NY 10111

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