J W. Gimbel

FIDUCIARY FINANCIAL PARTNERS

Chicago, IL 60606

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CRD#: 7712361

Professional summary

J William Gimbel V, who also goes by J W Gimbel, J William Gimbel, J. William Gimbel V, is a registered financial advisor currently at FIDUCIARY FINANCIAL PARTNERS, LLC located in Chicago, Illinois.

J is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. J has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

J W Gimbel | J William Gimbel | J. William Gimbel V

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view J William Gimbel V's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 5, 2026 - Present

FIDUCIARY FINANCIAL PARTNERS, LLC

Office #1: 20 N. Wacker 10th Floor Suite 1000 Office #1041, Chicago, IL, 60606

RIA

CRD#: 156389

Chicago, IL

Past

March 29, 2025 - July 28, 2026

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CHICAGO, IL

Past

February 3, 2025 - July 28, 2026

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIDUCIARY FINANCIAL PARTNERS, LLC

CRD#: 156389 / SEC#: 801-78241

RIA

Registered Investment Advisory firm - (7/5/2013 Approved)

Illinois

Registered Investment Advisory firm - (7/5/2013 Terminated)

Texas

Registered Investment Advisory firm - (7/9/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(8/5/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/27/2025

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/3/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/18/2024

Securities Industry Essentials Examination

Current Firm

FIDUCIARY FINANCIAL PARTNERS, LLC

CRD#: 156389 / SEC#: 801-78241

RIA

Registered Investment Advisory firm - (7/5/2013 Approved)

Illinois

Registered Investment Advisory firm - (7/5/2013 Terminated)

Texas

Registered Investment Advisory firm - (7/9/2013 Terminated)

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Contact information

Main Address

1250 E. Diehl Road Suite 404, Naperville, IL 60563

Mailing Address

Phone number

(630) 780-1534

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A FIRM BROCHURE (12/15/2025)

Regulatory assets under management

Total Number of Accounts	786
AUM (Assets Under Management)	$ 247,667,668

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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J W. Gimbel

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view J William Gimbel V's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDUCIARY FINANCIAL PARTNERS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

FIDUCIARY FINANCIAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/27/2025

Series 7TO

Date: 2/3/2025

SIE

Date: 11/18/2024

Current Firm

FIDUCIARY FINANCIAL PARTNERS, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIDUCIARY FINANCIAL PARTNERS, LLC

TRUST BUT VERIFY

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